Lee Donais, Arbitration Claim Filed Involving Financial Advisor Lee Donais

Lee Donais, Arbitration Claim Filed Involving Financial Advisor Lee Donais | Goodman & Nekvasil P.A., May Recover Losses Lee Donais CRD #2347440 Lee Donais was a formerly licensed financial advisor with SCF Securities, Inc. According to Lee Donais’ CRD, an arbitration claim has been filed alleging unsuitable investments. According to Lee Donais’ CRD, this arbitration claim is currently pending. If …

Price Breville, Financial Advisor Price Breville Discharged from Mutual of Omaha Investor Services, Inc.

Price Breville, Financial Advisor Price Breville Discharged from Mutual of Omaha Investor Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Price Breville CRD #4872026 Price Breville was a formerly licensed financial advisor licensed with Mutual of Omaha Investor Services, Inc. Price Breville was previously licensed with Pruco Securities, LLC. According to Price Breville’s CRD, Price Breville was …

Christopher Hildebrandt, Financial Advisor Chris Hildebrandt Discharged from Principal Securities, Inc.

Christopher Hildebrandt, Financial Advisor Chris Hildebrandt Discharged from Principal Securities, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Chris Hildebrandt a/k/a Christopher Hildebrandt CRD #1318476 Chris Hildebrandt was a formerly licensed financial advisor with Principal Securities, Inc. According to Chris Hildebrandt’s CRD, Chris Hildebrandt was discharged from Principal Securities, Inc. in October 2018. According to Chris Hildebrandt’s CRD, …

Robert Howard, Financial Advisor Robert Howard Discharged from Raymond James

Robert Howard, Financial Advisor Robert Howard Discharged from Raymond James | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Howard a/k/a Robert Sean Howard CRD #2201547 Robert Howard is a currently licensed financial advisor with Wedbush Securities, Inc. Robert Howard was previously licensed with Raymond James & Associates, Inc. According to Robert Howard’s CRD, Robert Howard was discharged from …

Paul Porter, Customer Complaint Filed Alleging Sales Practice Violations

Paul Porter, Customer Complaint Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Porter CRD #4327476 Paul Porter is a currently licensed financial advisor with Wells Fargo Clearing Services, LLC. According to Paul Porter’s CRD, a customer complaint was filed with the client verbally alleging that stock was sold without her knowledge after she …

Shlomo Strugano, Two Customer Complaints Filed Involving Financial Advisor Shlomo Strugano

Shlomo Strugano, Two Customer Complaints Filed Involving Financial Advisor Shlomo Strugano | Goodman & Nekvasil P.A., May Recover Losses Shlomo Strugano a/k/a Shlomy Strugano CRD #3108780 Shlomo Strugano was a formerly licensed financial advisor with First Allied Securities, Inc. and Kovack Securities, Inc. According to Shlomo Strugano’s CRD, two customer complaints have been filed alleging sales practice violations. Complaint 1: …

Ronald Kresel, Customer Disputes Filed Alleging Sales Practice Violations

Ronald Kresel, Customer Disputes Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses Ronald Kresel CRD #2202293 Ronald Kresel is a currently licensed financial advisor with Ameriprise Financial Services, Inc. Ronald Kresel was previously licensed with First Allied Securities, Inc. According to Ronald Kresel’s CRD, three customer disputes were filed alleging an unsuitable recommendation among …

John Lisowski, Arbitration Claim Filed Involving Financial Advisor John Lisowski

John Lisowski, Arbitration Claim Filed Involving Financial Advisor John Lisowski | Goodman & Nekvasil P.A., May Recover Losses John Lisowski CRD #1011572 John Lisowski is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. According to John Lisowski’s CRD, an arbitration claim alleging sales practice violations against John Lisowski was filed.  According to John Lisowski’s CRD, Customer alleges …

Maria Hendershott, Arbitration Claim Filed Involving Financial Advisor Maria Hendershott

Maria Hendershott, Arbitration Claim Filed Involving Financial Advisor Maria Hendershott | Goodman & Nekvasil P.A., May Recover Losses Maria Hendershott CRD #818681 Maria Hendershott is currently licensed with Raymond James & Associates, Inc. According to Maria Hendershott’s CRD, an arbitration claim alleging sales practice violations against Maria Hendershott was filed.  According to Maria Hendershott’s CRD, allegations include Breach of Contract …

Russell Blum, Financial Advisor Russell Blum Resigned from SunTrust Investment Services

Russell Blum, Financial Advisor Russell Blum Resigned from SunTrust Investment Services | Goodman & Nekvasil P.A., May Recover Investor Losses Russell Blum CRD #1276754 Russell Blum is a financial advisor licensed with International Assets Advisory, LLC. Russell Blum was previously licensed with SunTrust Investment Services, Inc. According to Russell Blum’s CRD, Russell Blum was permitted to resign from SunTrust Investment …