Shawn Burns, Financial Advisor Shawn Burns Barred from Securities Industry by FINRA

Shawn Burns, Financial Advisor Shawn Burns Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses

Shawn Burns CRD #3138114

Shawn Burns was a formerly licensed financial advisor with Salomon Whitney Financial and Cape Securities, Inc. According to FINRA, Shawn Burns was barred from the securities industry in August 2017.

According to FINRA

Shawn Burns failed to respond to FINRA request for information.

According to Shawn Burns’ CRD, two customer disputes alleging sales practice violations against Shawn Burns are currently pending.

Customer Dispute 9/20/18: Allegations include excessive trading, unsuitable investment strategy recommendations, negligence and breach of contract. This customer dispute is pending and seeks $100,000 in damages.

Customer Dispute 4/3/18: Allegations include churning, negligence, unsuitability, unauthorized trading and breach of contract. This customer dispute is pending and seeks $156,557 in damages.

Goodman & Nekvasil, P.A. May Recover Investment Losses

If you lost any money on investments with Shawn Burns, you may be able to recover your losses. If you lost money on investments with Shawn Burns and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Shawn Burns’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Shawn Burns  and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Shawn Burns, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Shawn Burns

 

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