Lisa Acca, Financial Advisor Lisa Acca Barred from Securities Industry by FINRA

Lisa Acca, Financial Advisor Lisa Acca Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses

Lisa Acca CRD #4661358

Lisa Acca was a formerly licensed financial advisor with Arive Capital Markets. According to FINRA, Lisa Acca was barred from the securities industry in August 2019.

According to FINRA

During an investigation by FINRA into allegations that Lisa Acca recommended private securities transactions to a customer of Arive Capital, pursuant to FINRA Rule 8210, FINRA sought documents and information from Lisa Acca and required Lisa Acca to appear and provide on-the-record testimony. Lisa Acca failed to produce certain required documents and information and failed to appear and provide testimony requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010.

Goodman & Nekvasil, P.A. May Recover Investment Losses

If you lost any money on investments with Lisa Acca, you may be able to recover your losses. If you lost money on investments with Lisa Acca and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lisa Acca’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Lisa Acca and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Lisa Acca, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Lisa Acca

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