Bill Wobbe, Customer Complaint Filed Involving Financial Advisor Bill Wobbe | Goodman & Nekvasil P.A., May Recover Losses Bill Wobbe CRD #2620880 Bill Wobbe has been a licensed financial advisor with J.J.B Hilliard, W.L. Lyons, LLC since 1995. According to Bill Wobbe’s CRD, two customer disputes have been filed alleging sales practice violations against Bill Wobbe. Customer Dispute 09/10/2018: Former …
Akio Bley, Financial Advisor Suspended from Securities Industry
Akio Bley, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Akio Bley CRD #4228333 Akio Bley was a formerly licensed financial advisor with Principal Securities, Inc. FINRA reports that Akio Bley was suspended from the securities industry in February 2017. According to FINRA: Akio Bley consented to the sanctions and to the entry …
Gerald Crum, Arbitration Claim Filed Involving Financial Advisor Gerald Crum
Gerald Crum, Arbitration Claim Filed Involving Financial Advisor Gerald Crum | Goodman & Nekvasil P.A., May Recover Losses Gerald Crum CRD #2363691 Gerald Crum has been a licensed financial advisor with UBS Financial Services, Inc. since 2009. According to Gerald Crum’s CRD, an arbitration claim has been filed alleging sales practice violations against Gerald Crum. Arbitration Claim 07/08/2016: Claimant’s Counsel alleges …
Brenton Collins, Customer Complaint Filed Involving Financial Advisor Brenton Collins
Brenton Collins, Customer Complaint Filed Involving Financial Advisor Brenton Collins | Goodman & Nekvasil P.A., May Recover Losses Brenton Collins CRD #4915000 Brenton Collins has been a licensed financial advisor with Arete Wealth Management, LLC since 2014. According to Brenton Collins’ CRD, a customer complaint has been filed. Customer Complaint 02/13/2018: Client alleges unsuitable recommendation in 2009. If you lost …
Gregory Iglow, Arbitration Claim Filed Involving Financial Advisor Gregory Iglow
Gregory Iglow, Arbitration Claims Filed Involving Financial Advisor Gregory Iglow | Goodman & Nekvasil P.A., May Recover Losses Gregory Iglow CRD #2783963 Gregory Iglow has been a licensed financial advisor with Oppenheimer & Co. Inc. since 2007. According to Gregory Iglow’s CRD, an arbitration claim has been filed. Arbitration Claim 07/11/2018: Claimants assert claims of unsuitability, common law fraud, breach …
Paul Murans, Financial Advisor Paul Murans Discharged from UBS Financial Services, Inc.
Paul Murans, Financial Advisor Paul Murans Discharged from UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Murans aka Peace Murans CRD #3266607 Paul Murans is a currently licensed financial advisor with Thurston Springer Financial. Paul Murans was formerly licensed with UBS Financial Services, Inc. According to Paul Murans’ CRD, Paul Murans was discharged from …
Alan Dole, Arbitration Claims Filed Involving Financial Advisor Alan Dole
Alan Dole, Arbitration Claims Filed Involving Financial Advisor Alan Dole | Goodman & Nekvasil P.A., May Recover Losses Alan Dole CRD #4904989 Alan Dole has been a licensed financial advisor with Cambridge Investment Research, Inc. since 2011. According to Alan Dole’s CRD, two arbitration claims have been filed. Arbitration Claim 12/20/2018: Client alleges violation of the Virginia Securities Act, breach …
Sam Collaku, Financial Advisor Sam Collaku Barred from Securities Industry by FINRA
Sam Collaku, Financial Advisor Sam Collaku Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Sam Collaku a/k/a Saimir Collaku CRD #5969154 Sam Collaku was a formerly licensed financial advisor with National Securities Corporation and Wells Fargo Advisors, LLC. According to Sam Collaku’s CRD, Sam Collaku was barred from the securities industry in February …
Gary Boyt, Arbitration Claim Filed Involving Financial Advisor Gary Boyt
Gary Boyt, Arbitration Claim Filed Involving Financial Advisor Gary Boyt | Goodman & Nekvasil P.A., May Recover Losses Gary Boyt CRD #3199337 Gary Boyt has been a licensed financial advisor with Cambridge Investment Research, Inc. since 2010. According to Gary Boyt’s CRD, an arbitration claim has been filed with the state of claim alleging that Gary Boyt financially exploited the …
Timothy Dijak, Financial Advisor Timothy Dijak Discharged from Raymond James
Timothy Dijak, Financial Advisor Timothy Dijak Discharged from Raymond James | Goodman & Nekvasil P.A., May Recover Investor Losses Timothy Dijak CRD #1278867 Timothy Dijak is a currently licensed financial advisor with Ameriprise Financial Services, Inc. Timothy Dijak was formerly licensed with Raymond James & Associates, Inc. According to Timothy Dijak’s CRD, Timothy Dijak was discharged from Raymond James & …

