David Volpe, Financial Advisor David Volpe Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
David Volpe CRD #2543748
David Volpe was a formerly licensed financial advisor with LPL Financial LLC and National Planning Corporation. According to FINRA, David Volpe was barred from the securities industry in August 2019.
According to FINRA
David Volpe consented to the sanction and to the entry of findings that David Volpe refused to produce information and documents requested by FINRA in connection with an investigation into whether David Volpe engaged in a private securities transaction or borrowed funds from a customer.
Goodman & Nekvasil, P.A. May Recover Investment Losses
If you lost any money on investments with David Volpe, you may be able to recover your losses. If you lost money on investments with David Volpe and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Volpe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with David Volpe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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