Scott Offerman – Financial Advisor/Broker Scott Offerman Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Offerman CRD #4619093 Scott Offerman was a formerly licensed financial advisor/broker with Concorde Investment Services, LLC. According to Scott Offerman’s CRD, Scott Offerman was permitted to resign from Concorde Investment Services in April 2017. Concorde Investment Services reported that Scott …

Hobby Barndollar – Customer Dispute Filed Involving Financial Advisor/Broker Hobby Barndollar Hobby Barndollar aka Hugh Barndollar CRD #3027317 Hobby Barndollar is a currently licensed financial advisor with Crown Capital Securities, L.P. According to Hobby Barndollar’s CRD, a customer dispute alleging sales practice violations against Hobby Barndollar is currently pending. Customer Dispute 7/18/19: Claimant alleges negligence in the handling of their …

Robert Pachciarz – Financial Advisor Robert Pachciarz Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Pachciarz aka Robert Patrick Pachciarz CRD #5337955 Robert Pachciarz is a formerly licensed financial advisor/broker licensed with J.P Morgan Securities. According to FINRA, Robert Pachciarz was suspended from the securities industry for six months and fined $5,000 in September …

Jingbo Pan – Customer Dispute Filed Involving Financial Advisor/Broker Jingbo Pan | Goodman & Nekvasil, P.A. May Recover Investor Losses Jingbo Pan CRD #5266959 Jingbo Pan is a currently licensed financial advisor with Coastal Equities, Inc. Jingbo Pan was previously licensed with Axiom Capital Management, Inc. and International Assets Advisory, LLC.   According to Jingbo Pan’s CRD, a customer dispute …

Dustin Martin – Customer Dispute Filed Involving Financial Advisor/Broker Dustin Martin | Goodman & Nekvasil P.A., May Recover Investor Losses Dustin Martin CRD #5524398 Dustin Martin is a currently licensed financial advisor with Madison Avenue Securities, LLC. Customer Dispute 10/12/18: Allegations include failure to disclose high risk investments, failure to supervise, negligence, fraud and breach of fiduciary duty. This customer …

Clayton Wertz – Financial Advisor/Broker Clayton Wertz Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clayton Wertz Financial Advisor CRD #2931973 Clayton Wertz was a formerly licensed financial advisor/broker with First Financial Equity Corporation and Aspen Equity Partners, LLC. According to FINRA, Clayton Wertz was barred from the securities industry in September 2019. According to …

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Darren Kubiak – Financial Advisor Darren Kubiak Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Darren Kubiak CRD #1239086 Darren Kubiak is a financial advisor/broker licensed with Kalos Capital, Inc. According to FINRA, Darren Kubiak was suspended from the securities industry for 3 months and fined $5,000. According to FINRA Allegations: Darren Kubiak consented to …

Daniel Staudacher – Financial Advisor/Broker Daniel Staudacher Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Staudacher CRD #2878221 Daniel Staudacher is a financial advisor/broker licensed with Worth Financial Group, Inc. Daniel Staudacher was previously licensed with PFS Investments, Inc. According to FINRA, Daniel Staudacher was suspended from the securities industry for 1 month and …