John Hoagland – Financial Advisor/Broker John Hoagland Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
John Hoagland CRD #6492106
John Hoagland is a licensed financial advisor with Thrivent Investment Management, Inc. According to John Hoagland’s CRD, John Hoagland was suspended from the securities industry in October 2019.
According to FINRA Allegations:
In September and October 2017, John Hoagland executed nine unauthorized trades totaling $99,171 in the account of an elderly customer, EB. On June 20, 2014, John Hoagland also executed an unauthorized trade for $34,451 in the account of customer SP. In addition, from September 1, 2017 through November 30, 2017, John Hoagland exercised discretion without authorization, effecting 96 trades in the accounts of five other customers. As a result, John Hoagland violated FINRA Rule 2010 for unauthorized trading and NASD Rule 2510(b) and FINRA Rule 2010 for exercising discretion without written authorization.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with John Hoagland and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Hoagland’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Hoagland and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
John Hoagland, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, John Hoagland