Dennis Nakamura – Financial Advisor/Broker Dennis Nakamura Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Dennis Nakamura CRD #819626 Dennis Nakamura was a formerly licensed financial advisor with McNally Financial Services Corporation. According to Dennis Nakamura’s BrokerCheck report, Dennis Nakamura was barred from the securities industry in November 2019. According to FINRA: Dennis Nakamura consented …

Steepeners – Did You Lose Money in This Risky Investment? | Goodman & Nekvasil P.A. May Recover Investor Losses  A steepener is a type of complex, structured investment product. Essentially, a steepener is an interest rate swap. With a steepener trade, one party (investor) agrees to pay a counterparty a fixed rate in exchange for a floating rate. Essenially, the investor …

Citadel Energy – Former Chairman and Managing Partner Charged by for Role in Ponzi Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses According to the United States Attorney’s Office A federal grand jury indicted Joey Stanton Dodson, chairman and managing partner of an energy company, charging him with crimes related to an alleged $15 million Ponzi scheme involving …

Ronald James Roach (Ron Roach) – Financial Advisor/Broker Ron Roach Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ronald James Roach (Ron Roach) CRD #: 3216784 Ron Roach was a formerly licensed financial advisor with Securities America, Inc. According to Ron Roach’s BrokerCheck report, Ron Roach was barred from the securities industry in November 2019. …

Bruno Henrique Silva (Bruno Silva): Financial Advisor/Broker Bruno Silva Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Bruno Silva CRD #6820531 Bruno Silva was a formerly licensed financial advisor with Worden Capital Management LLC. According to Bruno Silva’s CRD, Bruno Silva was suspended from the securities industry by FINRA for sixteen months and fined $15,000 …

Gregg Schonhorn – Financial Advisor/Broker Gregg Schonhorn Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Gregg Schonhorn CRD #2400042 Gregg Schonhorn was a formerly licensed financial advisor with FTN Financial Securities Corp. According to Gregg Schonhorn’s BrokerCheck report, Gregg Schonhorn was barred from the securities industry in March 2018. According to Gregg Schonhorn’s BrokerCheck Report: …

Deborah Dickson Kelley (Debbie Kelley) – Financial Advisor/Broker Debbie Kelley Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Debbie Kelley CRD #: 1179082 Debbie Kelley was a formerly licensed financial advisor with Seaport Global Securities, Stifel, Nicolaus & Company and Sterne, Agee & Leach, Inc. According to Debbie Kelley’s BrokerCheck report, Debbie Kelley was barred …

Christopher Anthony Fernan (Christopher Fernan) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Christopher Fernan | Goodman & Nekvasil P.A., May Recover Investor Losses Christopher Anthony Fernan (Christopher Fernan) CRD #5896584 Christopher Fernan is a formerly licensed financial advisor with Salomon Whitney Financial and Rockwell Global Capital LLC. According to Christopher Fernan’s BrokerCheck Report, two customer disputes …

Michael Robert Boswell (Michael Boswell) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Michael Boswell | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Boswell CRD #5292563 Michael Boswell is a formerly licensed financial advisor with Tripoint Global Equities/Banq®. According to Michael Boswell’s CRD, two customer disputes have been filed alleging sales practice violations against Michael …