John Brendan Dobbertin (John Dobbertin) – Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin
John Dobbertin is a currently licensed financial advisor/broker with American Portfolios Financial Services, Inc.
According to John Dobbertin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against John Dobbertin.
Customer Dispute 5/6/19: Allegations include violations of FINRA Rules 2110 and 2111, misrepresentation and omissions of material facts, and breach of fiduciary duty. This customer dispute is pending.
According to John Dobbertin’s BrokerCheck Report:
John Dobbertin was previously suspended from the securities industry for six months in July 2015. John Dobbertin consented to the sanctions and to the entry of findings that John Dobbertin failed to timely amend John Dobbertin’s Form U4 and disclose in eight subsequent Form U4 amendments that John Dobbertin had been charged with a felony offense. The findings also stated that John Dobbertin failed to timely amend John Dobbertin’s Form U4 and disclose in subsequent Form U4 amendments two unsatisfied federal tax liens.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with John Dobbertin, you may be able to recover your losses. If you lost money on investments with John Dobbertin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Dobbertin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Dobbertin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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