Kerry Alan Cox (Kerry Cox) Financial Advisor/Broker Kerry Cox | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Kerry Alan Cox (Kerry Cox) CRD #1727499 Kerry Cox is a licensed financial advisor with Money Concepts Capital Corp. According to SEC regulatory filings, Kerry Cox has been, or will be paid directly or indirectly, commissions or other …

John Halsey Buck (John Buck) – Financial Advisor John Buck Barred from Securities Industry ​ | Goodman & Nekvasil P.A., May Recover Investor Losses John Halsey Buck (John Buck) Financial Advisor CRD #34383 John Halsey Buck was licensed with Morgan Stanley from 2010 to 2018. FINRA reports that John Buck was discharged from Morgan Stanley on January 29, 2018. Morgan Stanley reported …

Louis Mark Miller (Louis Miller) Financial Advisor/Broker Louis Miller Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Louis Mark Miller (Louis Miller) CRD #3054955 Louis Miller is a previously licensed financial advisor with LPL Financial. According to FINRA, Louis Miller was barred from the securities industry in October 2019. According to the FINRA Complaint: Louis …

Andrew Justin Grant (Andrew Grant) Financial Advisor/Broker Andrew Grant Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrew Grant Financial Advisor/Broker CRD #2709882 Andrew Grant is a currently licensed financial advisor with Laidlaw & Company (UK) Ltd. According to FINRA, Andrew Grant was suspended from the securities industry for 15 days and fined $5,000 …

Harbor Gate at Seadrift Holdings, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Harbor Gate at Seadrift Holdings LLC  filed a form D to raise capital from 224 investors beginning on December …

Monterrey Cove Holdings, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil, P.A. is investigating potential investment fraud claims involving broker-dealers who sold conservation easements to unsuspecting investors. The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Monterrey Cove …

Hammersmith Landings Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil, P.A. is investigating potential investment fraud claims involving broker-dealers who sold conservation easements to unsuspecting investors. The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Hammersmith Landing …

Montego Pointe Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil, P.A. is investigating potential investment fraud claims involving broker-dealers who sold conservation easements to unsuspecting investors. The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Montego Pointe …

Miramar Pointe Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements Goodman & Nekvasil, P.A. is investigating potential investment fraud claims involving broker-dealers who sold conservation easements to unsuspecting investors. The Internal Revenue Service announced a significant increase in enforcement actions for syndicated conservation easement transactions, a priority compliance area for the agency. Miramar Pointe …

Matagorda Cove Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Department of Justice has alleged that the offering documents and marketing materials for Matagorda Cove Holdings LLC contain false or fraudulent statements, including: (a) that the syndicates would qualify as partnerships for federal tax purposes, and (b) that the customers would be entitled …