Robert James Halldin (Bob Halldin) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Bob Halldin | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert James Halldin (Bob Halldin) CRD #1458098
Bob Halldin was a formerly licensed financial advisor with American Portfolios Financial Services, Inc. According to Bob Halldin’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Bob Halldin.
Customer Dispute 04/5/2019: Allegations include breach of fiduciary duty, violation of Florida Securities Investor Protection Act, negligence and failure to supervise. This customer dispute is pending and seeks $2,200,000 in damages.
Customer Dispute 01/15/2018: Allegations are that Bob Halldin made unsuitable investments in accounts held away from the firm. This customer dispute was settled for $47,500.
Customer Dispute 5/16/2016: Allegations include churning, unsuitable investments, unauthorized trading and overconcentration. This customer dispute was settled for $400,000.
If you lost any money on investments with Bob Halldin, you may be able to recover your losses. If you lost money on investments with Bob Halldin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bob Halldin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bob Halldin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/24/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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