Steven I. Balaban (Steven Balaban) Financial Advisor/Broker Steven Balaban | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Steven I. Balaban (Steven Balaban) CRD #1380366 Steven Balaban is a licensed financial advisor with Concorde Investment Services, LLC. According to SEC regulatory filings, Steven Balaban has been, or will be paid directly or indirectly, commissions or other …

Craig Murchison McDaniel (Craig McDaniel) Financial Advisor/Broker Craig McDaniel | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Craig Murchison McDaniel (Craig McDaniel) CRD #1087979 Craig McDaniel is a licensed financial advisor with Capital Investment Group, Inc. According to SEC regulatory filings, Craig McDaniel has been, or will be paid directly or indirectly, commissions or other …

Jeremy T. Monte (Jeremy Monte) – Financial Advisor/Broker Jeremy Monte Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeremy T. Monte (Jeremy Monte) CRD #4601512 Jeremy Monte was a previously licensed financial advisor with American Portfolios Financial Services, Inc. According to Jeremy Monte’s CRD, Jeremy Monte was suspended from the securities industry for seven …

David Stewart Silberg (David Silberg) – Financial Advisor/Broker David Silbert Ordered Under Heightened Supervision by State of Massachusetts | Goodman & Nekvasil P.A., May Recover Investor Losses David Silberg CRD #1970484 David Silberg is a licensed financial advisor with Allied Millennial Partners, LLC. David Silberg was previously licensed with Aegis Capital Corp. According to David Silberg’s BrokerCheck report, David Silberg …

John Brendan Dobbertin (John Dobbertin) – Customer Dispute Filed Involving Financial Advisor/Broker John Dobbertin John Dobbertin CRD #3254308 John Dobbertin is a currently licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to John Dobbertin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against John Dobbertin. Customer Dispute 5/6/19: Allegations include violations of FINRA Rules …

Victoria Jo Brialmont (Victoria Brialmont) – Complaint Filed Against Financial Advisor/Broker Victoria Brialmont by New Jersey | Goodman & Nekvasil P.A., May Recover Investor Losses Victoria Jo Brialmont (Victoria Brialmont) CRD #2138654 Victoria Brialmont is a licensed financial advisor with American Portfolios Financial Services, Inc. According to Victoria Brialmont’s BrokerCheck report, a complaint was filed against Victoria Brialmont by the …

Lawrence Nicholas Passaretti (Larry Passaretti) – Financial Advisor/Broker Larry Passaretti Ordered to Cease and Desist by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses Lawrence Nicholas Passaretti (Larry Passaretti) CRD #1191641 Larry Passaretti is a licensed financial advisor with American Portfolios Financial Services, Inc. According to Lawrence Passaretti’s BrokerCheck report, Lawrence Passaretti was ordered to cease and desist …

Mark Lewton Hopkins (Mark Hopkins) – Financial Advisor/Broker Mark Hopkins Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Mark Lewton Hopkins (Mark Hopkins) CRD #2653473 Mark Hopkins was a formerly licensed financial advisor with American Portfolios Financial Services, Inc. According to Mark Hopkins’ BrokerCheck report, Mark Hopkins was barred from the securities industry in May …

Jaime Michael Westenbarger (Jaime Westenbarger) – Financial Advisor/Broker Jaime Westenbarger Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jaime Michael Westenbarger (Jaime Westenbarger) CRD #4625703 Jaime Westenbarger was a formerly licensed financial advisor with Securities America, Inc. According to Jaime Westenbarger’s BrokerCheck report, Jaime Westenbarger was barred from the securities industry in October 2019.  According …

Paul William Petrillo (Paul Petrillo) – Financial Advisor/Broker Paul Petrillo Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Petrillo CRD #2212735 Paul Petrillo was a formerly licensed financial advisor with Thrivent Investment Management, Inc. According to Paul Petrillo’s BrokerCheck report, Paul Petrillo was barred from the securities industry in January 2020. According to FINRA: …