Frank Anthony Monte (Franco Monte) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Franco Monte | Goodman & Nekvasil P.A., May Recover Investor Losses Frank Anthony Monte (Franco Monte) CRD #1021749 Franco Monte is a previously licensed financial advisor with American Portfolios Financial Services, Inc. According to Franco Monte’s BrokerCheck Report, three customer disputes have been filed …

George Walter Kauffman (George Kauffman) – Financial Advisor/Broker George Kauffman Permitted to Resign from American Portfolios Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses George Walter Kauffman (George Kauffman) Financial Advisor/Broker CRD #3018960 George Kauffman is a previously licensed financial advisor with American Portfolios Financial Services, Inc. and Waddell & Reed. According to George Kauffman’s BrokerCheck …

Daniel Lawrence Polansky (Daniel Polansky) – Financial Advisor/Broker Daniel Polansky Discharged from Wells Fargo Clearing Services, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Lawrence Polansky (Daniel Polansky) Financial Advisor/Broker CRD #4580954 Daniel Polansky is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Daniel Polansky was a previously licensed financial advisor with Wells Fargo …

John Patrick Bryant (John Bryant) – Financial Advisor/Broker John Bryant Discharged from Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses John Bryant (John Bryant) Financial Advisor/Broker CRD #3202048 John Bryant is a currently licensed financial advisor with American Portfolios Financial Services, Inc. John Bryant was a previously licensed financial …

Jeffrey Lee Davidson (Jeffrey Davidson) Financial Advisor/Broker Jeffrey Davidson Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Davidson CRD #1352867 Jeffrey Davidson is a currently licensed financial advisor with American Portfolios Financial Services, Inc. According to FINRA, Jeffrey Davidson was suspended from the securities industry for three months and was fined $10,000 in …

David Frederick Guensch (David Guensch) Financial Advisor/Broker David Guensch Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Frderick Guensch (David Guensch) CRD #1769051 David Guensch is a currently licensed financial advisor with Lombard Securities Incorporated. David Guensch was previously licensed with LPL Financial, LLC and Voya Financial Advisors, Inc. According to FINRA, David …

George Raymond Siracuse (George Siracuse) Financial Advisor/Broker George Siracuse Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses George Raymond Siracuse (George Siracuse) CRD #2134210 George Siracuse was a formerly licensed financial advisor with Centaurus Financial, Inc. According to FINRA, George Siracuse was suspended from the securities industry for four months and fined $5,000 in …

Jerry Allen Schutte (Jerry Schutte) – Financial Advisor/Broker Jerry Schutte Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jerry Allen Schutte (Jerry Schutte) CRD #416042 Jerry Schutte is a currently licensed financial advisor with American Portfolios Financial Services, Inc. According to FINRA, Jerry Schutte was fined $5,000 and was suspended from the securities industry …

Audra K Olsen (Audra Olsen) – Financial Advisor/Broker Audra Olsen Discharged from UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Audra K Olsen aka Audra Howe (Audra Olsen) Financial Advisor/Broker CRD #5427252 Audra Olsen was a formerly licensed financial advisor with UBS Financial Services, Inc. and American Portfolios Financial Services, Inc. According to Audra Olsen’s …

Louise Deluca Fallica (Louise Fallica) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Louise Fallica | Goodman & Nekvasil P.A., May Recover Investor Losses Louise Deluca Fallica (Louise Fallica) CRD #1375433 Louise Fallica is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Louise Fallica was a previously licensed financial advisor with Securities Service Network, …