Daniel Lawrence Polansky (Daniel Polansky) – Financial Advisor/Broker Daniel Polansky Discharged from Wells Fargo Clearing Services, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Daniel Lawrence Polansky (Daniel Polansky) Financial Advisor/Broker CRD #4580954
Daniel Polansky is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Daniel Polansky was a previously licensed financial advisor with Wells Fargo Clearing Services, LLC. According to Daniel Polansky’s BrokerCheck Report, Daniel Polansky was discharged from Wells Fargo Clearing Services, LLC in February 2018. Wells Fargo Clearing Services, LLC reported that Daniel Polansky was discharged for alleged concerns relating to similar trading pattern used for multiple clients with varying ages and profiles in positions in which Daniel Polansky was also investing.
According to Daniel Polansky’s CRD, one customer dispute was filed alleging sales practice violations against Daniel Polansky.
Customer Dispute (11/7/2016): Client alleged that Daniel Polansky did not disclose the risks associated with the investment. This customer dispute settled for $20,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Daniel Polansky and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Daniel Polansky’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Daniel Polansky and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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