Louise Deluca Fallica (Louise Fallica) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Louise Fallica | Goodman & Nekvasil P.A., May Recover Investor Losses
Louise Deluca Fallica (Louise Fallica) CRD #1375433
Louise Fallica is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Louise Fallica was a previously licensed financial advisor with Securities Service Network, Inc. According to Louise Fallica’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against Louise Fallica.
Customer Dispute 12/28/2017: Allegations against Louise Fallica include negligence, violation of South Carolina’s “Blue Sky” law, conversion, breach of fiduciary duty, and breach of contract. This customer dispute settled for $115,000.
If you lost any money on investments with Louise Fallica, you may be able to recover your losses. If you lost money on investments with Louise Fallica and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Louise Fallica’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Louise Fallica and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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