Brian Grant Brown (Brian Brown) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Brian Brown | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Grant Brown (Brian Brown) CRD #810068 Brain Brown is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Brian Brown was a previously licensed financial advisor with The Strategic Financial …

Chi-Hong Chu (Chi-Hong Chu) – Financial Advisor/Broker Chi-Hong Chu Permitted to Resign from National Planning Corporation | Goodman & Nekvasil P.A., May Recover Investor Losses Chi-Hong Chu (Chi-Hong Chu) Financial Advisor/Broker CRD #4615119 Chi-Hong Chu is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Chi-Hong Chu was a previously licensed financial advisor with National Planning Corporation. According …

Tricia Lyn Dunham (Tricia Dunham) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Tricia Dunham | Goodman & Nekvasil P.A., May Recover Investor Losses Tricia Lyn Dunham (Tricia Dunham) CRD #3133887 Tricia Dunham is a formerly licensed financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and American Portfolios Financial Services, Inc. According to Tricia Dunham’s …

Charles Phillips Darrow (Charles Darrow) – Customer Dispute Filed Involving Financial Advisor/Broker Charles Darrow | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Darrow CRD #2325527 Charles Darrow was a previously licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to Charles Darrow’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Charles Darrow. …

Emory Judson Gary Jr (Emory Gary) – Financial Advisor/Broker Emory Gary Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Emory Judson Gary Jr (Emory Gary) Financial Advisor/Broker CRD #600703 Emory Gary was a formerly licensed financial advisor with LPL Financial LLC and American Portfolios Financial Services, Inc. According to Emory Gary’s BrokerCheck Report, Emory …

Robin Dewayne Walls (Robin Walls) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robin Walls | Goodman & Nekvasil P.A., May Recover Investor Losses Robin Dewayne Walls (Robin Walls) CRD #2486133 Robin Walls is a previously licensed financial advisor with Capital Financial Services, Inc. According to Robin Walls’ BrokerCheck Report, three customer disputes have been filed alleging …

Cheryl Lynn Romann (Cheryl Romann) – Customer Disputes Filed Involving Financial Advisor/Broker Cheryl Romann Cheryl Lynn Romann (Cheryl Romann) CRD #3163696 Cheryl Romann is a currently licensed financial advisor/broker with Intercarolina Financial Services, Inc. Cheryl Romann was previously licensed with Capital Financial Services, Inc. According to Cheryl Romann’s BrokerCheck report, three customer disputes has been filed alleging sales practice violations …

Matthew Roy Wilson (Matthew Wilson) Financial Advisor/Broker Matthew Wilson | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Matthew Roy Wilson (Matthew Wilson) CRD #4576995 Matthew Wilson is a licensed financial advisor with Ausdal Financial Partners, Inc. Matthew Wilson was previously licensed with Capital Financial Services, Inc. According to the SEC regulatory filings, Matthew Wilson has been, …

Timothy Kirkpatrick Whipple (Tim Whipple) Financial Advisor/Broker Craig Watanabe | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Timothy Kirkpatrick Whipple (Tim Whipple) CRD #2829688 Tim Whipple is a licensed financial advisor with DFPG Investments, LLC. According to the SEC regulatory filings, Tim Whipple has been, or will be paid directly or indirectly, commissions or other similar …

Craig Robert Watanabe (Craig Watanabe) Financial Advisor/Broker Craig Watanabe | Goodman & Nekvasil, P.A. May Recover Investor Losses on Conservation Easement Investments Craig Robert Watanabe (Craig Watanabe) CRD #1177960 Craig Robert Watanabe (Craig Watanabe) is a licensed financial advisor with DFPG Investments, LLC. Craig Watanabe was previously licensed with United Planners’ Financial Services of America. According to the SEC regulatory …