Chams Khwaja (Sean Khwaja) – FINRA Files Complaint Against Financial Advisor/Broker Sean Khwaja | Goodman & Nekvasil, P.A. May Recover Investor Losses Chams Khwaja (Sean Khwaja) CRD #6906622 Sean Khwaja was a previously registered financial advisor/broker with Worden Capital Management LLC. According to FINRA, FINRA filed a complaint against Sean Khwaja in April 2020. According to FINRA Allegations: Sean Khwaja …

Lightwave Capital LLC Fails to Reimburse Investors Principal | Goodman & Nekvasil P.A. May Recover Investor Losses in Lightwave Capital LLC Investors in Component Sourcing Group, Inc. an unregistered security, assigned their notes to Lightwave Capital LLC. In return, Lightwave Capital LLC promised to reimburse their investment principal, and failed to do so. Investors in Lightwave Capital LLC May Recover …

Hector Ramos – Financial Advisor/Broker Hector Ramos Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Hector Ramos CRD #4172477 Hector Ramos was a previously licensed financial advisor/broker with Wynston Hill Capital, LLC, Westpark Capital, Inc., and Bishop, Rosen & Co., Inc. FINRA reports that Hector Ramos was ordered to pay $50,000 in restitution and …

Donald George Padilla (Donald Padilla) – Financial Advisor/Broker Donald Padilla Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Donald George Padilla (Donald Padilla) CRD #3053711 Donald Padilla was a previously licensed financial advisor/broker with National Securities Corporation, Kestra Investment Services, LLC, and LPL Financial LLC. FINRA reports that Donald Padilla was fined $10,000 and …

Sandeep Varma – Financial Advisor/Broker Sandeep Varma Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sandeep Varma CRD #1926613 Sandeep Varma is a licensed financial advisor/broker with FSC Securities Corporation. According to FINRA, Sandeep Varma was fined $15,000 and suspended from the securities industry for 10 business days in February 2018. According to FINRA …

Equitrans Midstream Corp (ETRN) – Energy Funds Suffer Heavy Market Loss | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  According to Yahoo! Finance, Equitrans Midstream Corporation has lost 53% of its value since inception.   According to reports, energy funds suffered heavy market falls last week as equity markets around the world plummeted and investors …

Rock and Roll Cycles LLC and Cycle For Life Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From about July 2014 through December 2017, the Defendants raised approximately $491,000.00 from at least 18 investors in the form of promissory notes issued by Rock and Roll Cycles LLC and/or Cycle For …

Paul Gary Liebman (Paul Liebman) – Financial Advisor/Broker Paul Liebman Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Gary Liebman (Paul Liebman) CRD #2205116 Paul Liebman was a previously licensed financial advisor/broker with Wells Fargo Advisors Financial Network, LLC. FINRA reports that Paul Liebman was suspended from the securities industry indefinitely, or until …

Robert Silverman – Financial Advisor/Broker Robert Silverman Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Silverman CRD #4582993 Robert Silverman was a previously licensed financial advisor/broker with Cetera Financial Specialists LLC. FINRA reports that Robert Silverman was fined $10,000 and suspended from the securities industry for four months in June 2020. According to …

Joe McCollum Allbright – Financial Advisor/Broker Joe Allbright Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joe M Allbright (Joe Allbright) CRD #3001630 Joe Allbright was a previously licensed financial advisor/broker with Farmers Financial Solutions LLC. FINRA reports that Joe Allbright was fined $10,000 and suspended from the securities industry for nine months in …