Fernando Atienza Landicho (Fernando Landicho) – Financial Advisor/Broker Fernando Landicho Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Fernando Atienza Landicho (Fernando Landicho) CRD #4448966 Fernando Landicho was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Fernando Landicho was barred from the securities industry indefinitely in January 2020. According to …
Philip Orezio Fatta (Phil Fatta) – Financial Advisor/Broker Phil Fatta Suspended from the Securities Industry
Philip Orezio Fatta (Phil Fatta) – Financial Advisor/Broker Phil Fatta Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Philip Orezio Fatta (Phil Fatta) CRD #1467533 Phil Fatta was a previously licensed financial advisor/broker with Spartan Capital Securities, LLC, Blackbook Capital, LLC, and IAA Financial LLC. FINRA reports that Phil Fatta was fined $5,000 and …
Jennifer Lee Holmes (Jennifer Holmes) – Financial Advisor/Broker Jennifer Holmes Suspended from the Securities Industry | Recover Losses
Jennifer Lee Holmes (Jennifer Holmes) – Financial Advisor/Broker Jennifer Holmes Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jennifer Lee Holmes (Jennifer Holmes) CRD #4107090 Jennifer Holmes was a previously licensed financial advisor/broker with Voya Financial Advisors, Inc. FINRA reports that Jennifer Holmes was suspended from the securities industry for three months in January …
Timothy Bernard Cooney (Tim Cooney) – Financial Advisor/Broker Tim Cooney Barred from Securities Industry | Recover Losses
Timothy Bernard Cooney (Tim Cooney) – Financial Advisor/Broker Tim Cooney Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Timothy Bernard Cooney (Tim Cooney) CRD #2946727 Tim Cooney was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Tim Cooney was barred from the securities industry indefinitely in May 2020. According To …
Dennis James Murphy (Dennis Murphy) – Financial Advisor/Broker Dennis Murphy Barred from Securities Industry | Recover Losses
Dennis James Murphy (Dennis Murphy) – Financial Advisor/Broker Dennis Murphy Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Dennis James Murphy (Dennis Murphy) CRD #4840274 Dennis Murphy was a previously licensed financial advisor/broker with Monmouth Capital Management LLC and Woodstock Financial Group, Inc. FINRA reports that Dennis Murphy was barred from the securities industry in …
Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Recover Losses
Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Hong CRD #6342504 Joseph Hong was a previously licensed financial advisor/broker with Symetra Securities, Inc., LPL Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Joseph Hong has a pending bar initiated by a regulatory …
Susan Molina Escobio (Susan Molina) – Financial Advisor/Broker Susan Molina Under Investigation by FINRA | Recover Losses
Susan Molina Escobio (Susan Molina) – Financial Advisor/Broker Susan Molina Under Investigation by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Susan Molina Escobio (Susan Molina) CRD #1062322 Susan Molina is a currently licensed financial advisor/broker with Southern Trust Securities, Inc. According to FINRA, Susan Molina is involved in an ongoing formal investigation initiated by FINRA in April …
Paul David Babaz (Paul Babaz) – Financial Advisor/Broker Paul Babaz Voluntarily Resigned from Morgan Stanley | Recover Losses
Paul David Babaz (Paul Babaz) – Financial Advisor/Broker Paul Babaz Voluntarily Resigned from Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses Paul David Babaz (Paul Babaz) Financial Advisor/Broker CRD #2373008 Paul Babaz is a currently licensed financial advisor/broker with Oppenheimer & Co. Inc. Paul Babaz was a previously licensed financial advisor/broker with Morgan Stanley. According to Paul …
Marc Winters Financial Advisor/Broker Marc Winters Barred from Securities Industry | Recover Losses
Marc Winters Financial Advisor/Broker Marc Winters Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Marc Winters CRD #4053113 Marc Winters was a previously licensed financial advisor/broker with Wedbush Securities Inc. According to FINRA, Marc Winters was barred from the securities industry indefinitely in June 2020. According to FINRA, Marc Winters allegedly failed to respond to …
Jeffrey Scott Olson (Jeffrey Olson) – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Olson | Recover Losses
Jeffrey Scott Olson (Jeffrey Olson) – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Olson | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Scott Olson (Jeffrey Olson) CRD #2192677 Jeffrey Olson was a previously licensed financial advisor/broker with Stifel, Nicolaus & Company Incorporated. Jeffrey Olson is currently licensed with Northland Securities, Inc. According to Jeffrey Olson’s BrokerCheck report, customer …