Adrienne Jaime Mak (Adrienne Mak) – Financial Advisor/Broker Adrienne Mak Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Adrienne Jaime Mak (Adrienne Mak) CRD #5656269 Adrienne Mak was a previously licensed financial advisor/broker with J.P. Morgan Securities, LLC. FINRA reports that Adrienne Mak was suspended from the securities industry indefinitely in November 2018. According …

Joshua Nathan Helmle (Joshua Helmle) – FINRA Files Complaint Against Financial Advisor/Broker Joshua Helmle | Goodman & Nekvasil, P.A. May Recover Investor Losses Joshua Nathan Helmle (Joshua Helmle) CRD #2195760 Joshua Helmle is a currently registered financial advisor/broker with Integrity Brokerage Services, Inc. According to FINRA, FINRA filed a complaint against Joshua Helmle in April 2020. According to FINRA Allegations: …

Andrea Friederike Wood (Andrea Wood) – FINRA Files Complaint Against Financial Advisor/Broker Andrea Wood | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrea Friederike Wood (Andrea Wood) CRD #2000589 Andrea Wood is a currently registered financial advisor/broker with Integrity Brokerage Services, Inc. Andrea Wood was previously registered with Finance 500, Inc. According to FINRA, FINRA filed a complaint against …

Marc Nathan Jaffe (Marc Jaffe) – FINRA Files Complaint Against Financial Advisor/Broker Marc Jaffe | Goodman & Nekvasil, P.A. May Recover Investor Losses Marc Nathan Jaffe (Marc Jaffe) CRD #2187547  Marc Jaffe was a previously registered financial advisor/broker with Finance 500, Inc. According to FINRA, FINRA filed a complaint against Marc Jaffe in April 2020. According to FINRA Allegations: Marc …

Joseph John Weinrich Sr. (Joseph Weinrich) – FINRA Files Complaint Against Financial Advisor/Broker Joseph Weinrich | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph John Weinrich Sr. (Joseph Weinrich) CRD #461987 Joseph Weinrich is a currently registered financial advisor/broker with B.B. Graham & Company, Inc. Joseph Weinrich was previously registered with Moloney Securities Co., Inc. According to Joseph Weinrich’s …

Kevin Lamar Rainwater (Kevin Rainwater) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Kevin Rainwater | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Lamar Rainwater (Kevin Rainwater) Financial Advisor/Broker CRD #3098443 Kevin Rainwater is a currently registered financial advisor/broker at Arkadios Capital. According to Kevin Rainwater’s BrokerCheck Report, four customer disputes have been filed alleging …

Shawn Bruce Davis (Shawn Davis) – Customer Disputes Filed Involving Financial Advisor/Broker Shawn Davis | Goodman & Nekvasil P.A. May Recover Investor Losses Shawn Bruce Davis (Shawn Davis) CRD #2911230 Shawn Davis is a previously licensed financial advisor/broker with Independent Financial Group, LLC.   According to Shawn Davis’ BrokerCheck report, customer disputes have been filed alleging sales practice violations against …

Pasquale Vitucci (Pat Vitucci) – Customer Dispute Filed Involving Financial Advisor/Broker Pat Vitucci | Goodman & Nekvasil P.A. May Recover Investor Losses Pasquale Vitucci (Pat Vitucci) CRD #2290163 Pat Vitucci is a licensed financial advisor/broker with United Planners’ Financial Services of America. Pat Vitucci was a previously licensed financial advisor with National Planning Corporation. According to Pat Vitucci’s BrokerCheck report, …

Arthur Stewart Hoffman (Art Hoffman) Financial Advisor/Broker Art Hoffman Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Arthur Stewart Hoffman (Art Hoffman) CRD #3193754 According to Art Hoffman’s BrokerCheck Report: Art Hoffman is a licensed financial advisor/broker with Ameriprise Financial Services, LLC. Art Hoffman was previously licensed with Wedbush Securities, Inc. According to FINRA: On …

CION Investment Corporation Has Suspended Distributions – Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., May Recover Investor Losses – CION Investment Corporation Has Suspended Distributions According to the DI Wire: CION Investment Corporation, a non-traded business development company, has changed the timing of declaring distributions from quarterly to monthly and temporarily suspended distributions and the …