Jennifer Lee Holmes (Jennifer Holmes) – Financial Advisor/Broker Jennifer Holmes Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jennifer Holmes was a previously licensed financial advisor/broker with Voya Financial Advisors, Inc. FINRA reports that Jennifer Holmes was suspended from the securities industry for three months in January 2020. According to FINRA allegations, Jennifer Holmes failed to respond to FINRA request for information.
According to Jennifer Holmes’s BrokerCheck report, Jennifer Holmes was discharged from Voya Financial Advisors in September 2019. Jennifer Holmes allegedly failed to properly maintain client files and failed to submit to the Firm client paperwork for review and approval, in violation of Firm policy.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Jennifer Holmes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jennifer Holmes’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jennifer Holmes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/30/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.