Hector Ramos – Financial Advisor/Broker Hector Ramos Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Hector Ramos CRD #4172477 Hector Ramos was a previously licensed financial advisor/broker with Wynston Hill Capital, LLC, Westpark Capital, Inc., and Bishop, Rosen & Co., Inc. FINRA reports that Hector Ramos was ordered to pay $50,000 in restitution and …

Donald George Padilla (Donald Padilla) – Financial Advisor/Broker Donald Padilla Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Donald George Padilla (Donald Padilla) CRD #3053711 Donald Padilla was a previously licensed financial advisor/broker with National Securities Corporation, Kestra Investment Services, LLC, and LPL Financial LLC. FINRA reports that Donald Padilla was fined $10,000 and …

Sandeep Varma – Financial Advisor/Broker Sandeep Varma Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sandeep Varma CRD #1926613 Sandeep Varma is a licensed financial advisor/broker with FSC Securities Corporation. According to FINRA, Sandeep Varma was fined $15,000 and suspended from the securities industry for 10 business days in February 2018. According to FINRA …

Equitrans Midstream Corp (ETRN) – Energy Funds Suffer Heavy Market Loss | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  According to Yahoo! Finance, Equitrans Midstream Corporation has lost 53% of its value since inception.   According to reports, energy funds suffered heavy market falls last week as equity markets around the world plummeted and investors …

Rock and Roll Cycles LLC and Cycle For Life Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From about July 2014 through December 2017, the Defendants raised approximately $491,000.00 from at least 18 investors in the form of promissory notes issued by Rock and Roll Cycles LLC and/or Cycle For …

Paul Gary Liebman (Paul Liebman) – Financial Advisor/Broker Paul Liebman Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Gary Liebman (Paul Liebman) CRD #2205116 Paul Liebman was a previously licensed financial advisor/broker with Wells Fargo Advisors Financial Network, LLC. FINRA reports that Paul Liebman was suspended from the securities industry indefinitely, or until …

Robert Silverman – Financial Advisor/Broker Robert Silverman Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Silverman CRD #4582993 Robert Silverman was a previously licensed financial advisor/broker with Cetera Financial Specialists LLC. FINRA reports that Robert Silverman was fined $10,000 and suspended from the securities industry for four months in June 2020. According to …

Joe McCollum Allbright – Financial Advisor/Broker Joe Allbright Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joe M Allbright (Joe Allbright) CRD #3001630 Joe Allbright was a previously licensed financial advisor/broker with Farmers Financial Solutions LLC. FINRA reports that Joe Allbright was fined $10,000 and suspended from the securities industry for nine months in …

Sachin Kumar (Sachin Kumar) – Financial Advisor/Broker Sachin Kumar Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sachin Kumar (Sachin Kumar) CRD #5295758 Sachin Kumar is a currently financial advisor/broker with Laidlaw & Company (UK) LTD. Sachin Kumar was a previously licensed financial advisor/broker with Morgan Stanley. FINRA reports that Sachin Kumar was fined …

Michelle Lynn Gill (Michelle Gill) – Financial Advisor/Broker Michelle Gill Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michelle Gill (Michelle Gill) CRD #6447758 Michelle Gill was a previously licensed financial advisor/broker with Paradigm Equities, Inc. FINRA reports that Michelle Gill was fined $5,000 and suspended from the securities industry for two months in …