Integrity Aviation & Leasing, LLC – SEC Files Complaint | Recover Losses

Integrity Aviation & Leasing, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From 2013 through January 2019, Farias and his company, Integrity Aviation & Leasing, LLC (IAL), defrauded investors—many of whom were retired San Antonio Police Department officers or first responders—out of more than $14 million through a fraudulent investment …

Christopher Roumayeh – Financial Advisor/Broker Christopher Roumayeh Suspended from the Securities Industry | Recover Losses

Christopher Roumayeh – Financial Advisor/Broker Christopher Roumayeh Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Roumayeh CRD #4510051 Christopher Roumayeh was a previously licensed financial advisor with Merrill Lynch. FINRA reports that Christopher Roumayeh was suspended from the securities industry for 21 months beginning in June 2020. According to FINRA Allegations: Roumayeh consented …

Frederick Scott Levine (Fred Levine) – Financial Advisor/Broker Frederick Levine Suspended from the Securities Industry | Recover Losses

Frederick Scott Levine (Fred Levine) – Financial Advisor/Broker Frederick Levine Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Frederick Scott Levine (Fred Levine) CRD #1765119 Frederick Levine is a licensed financial advisor with RBC Capital Markets, LLC. FINRA reports that Fred Levine was suspended from the securities industry for three months in August 2020. …

John Pace McConkie (John McConkie) – Financial Advisor/Broker John McConkie Suspended from the Securities Industry

John Pace McConkie (John McConkie) – Financial Advisor/Broker John McConkie Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Pace McConkie (John McConkie) CRD #6092544 John McConkie was a previously licensed financial advisor/broker with LPL Financial LLC. FINRA reports that John McConkie was suspended from the securities industry for two months in August 2020. …

Scott Travis Snelling (Scott Snelling) – Financial Advisor/Broker Scott Snelling Barred from Securities Industry | Recover Losses

Scott Travis Snelling (Scott Snelling) – Financial Advisor/Broker Scott Snelling Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Travis Snelling (Scott Snelling) CRD #2765986 Scott Snelling was a previously licensed financial advisor/broker with Kestra Investment Services, LLC and National Planning Corporation. FINRA reports that Scott Snelling was barred from the securities industry in March …

Elton Norman – Financial Advisor/Broker Elton Norman Barred from Securities Industry | Recover Losses

Elton Norman – Financial Advisor/Broker Elton Norman Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elton Norman CRD #6402086 Elton Norman was a previously licensed financial advisor/broker with First Command Financial Planning, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Elton Norman was barred from the securities industry in October 2019. …

Randolph B McNeill (Randolph McNeill) – Financial Advisor/Broker Randolph McNeill Barred from Securities Industry | Recover Losses

Randolph B McNeill (Randolph McNeill) – Financial Advisor/Broker Randolph McNeill Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Randolph B McNeill (Randolph McNeill) CRD #4312991 Randolph McNeill was a previously licensed financial advisor/broker with Buckman, Buckman & Reid, Inc. and Garden State Securities, Inc. FINRA reports that Randolph McNeill was barred from the securities industry …

Michael Earl Reither (Michael Reither) – Financial Advisor/Broker Michael Reither Barred from Securities Industry | Recover Losses

Michael Earl Reither (Michael Reither) – Financial Advisor/Broker Michael Reither Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Earl Reither (Michael Reither) CRD #853363 Michael Reither was a previously licensed financial advisor/broker with Dominion Investor Services, Inc. and First Allied Securities, Inc. FINRA reports that Michael Reither was fined $12,604.25 and barred from the …

Elizabeth Ann Sollars (Beth Sollars) – Financial Advisor/Broker Beth Sollars Suspended from the Securities Industry | Recover Losses

Elizabeth Ann Sollars (Beth Sollars) – Financial Advisor/Broker Beth Sollars Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elizabeth Ann Sollars (Beth Sollars) CRD #6606776 Beth Sollars was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Beth Sollars was suspended from the securities industry for two months in March …

Stanley Newcomb Martin (Stan Martin) – Financial Advisor/Broker Stan Martin Barred from Securities Industry | Recover Losses

Stanley Newcomb Martin (Stan Martin) – Financial Advisor/Broker Stan Martin Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stanley Newcomb Martin (Stan Martin) CRD #1476211 Stan Martin was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Stan Martin was barred from the securities industry indefinitely in March 2020. According to …