Kenneth Butschek – Financial Advisor/Broker Kenneth Butschek Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Kenneth Butschek was a previously licensed financial advisor/broker with Proequities, Inc. According to FINRA, Kenneth Butschek was barred from the securities industry in June 2020. According to FINRA, Kenneth Butschek allegedly failed to respond to FINRA request for information.
According to Kenneth Butschek’s BrokerCheck Report, Kenneth Butschek was discharged from ProEquities, Inc. in February 2019. Kenneth Butschek allegedly solicited ProEquities client to invest in personal investment opportunity involving representative’s OBA without firm knowledge or approval. Kenneth Butschek allegedly deposited $60,000 client check into personal checking account.
Customer Dispute 1/16/19: Client alleges that representative deposited funds given to him for investment into the representative’s personal bank account. This customer dispute was settled for $15,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Kenneth Butschek and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kenneth Butschek’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kenneth Butschek and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/20/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.