Sachin Kumar (Sachin Kumar) – Financial Advisor/Broker Sachin Kumar Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sachin Kumar (Sachin Kumar) CRD #5295758 Sachin Kumar is a currently financial advisor/broker with Laidlaw & Company (UK) LTD. Sachin Kumar was a previously licensed financial advisor/broker with Morgan Stanley. FINRA reports that Sachin Kumar was fined …

Michelle Lynn Gill (Michelle Gill) – Financial Advisor/Broker Michelle Gill Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michelle Gill (Michelle Gill) CRD #6447758 Michelle Gill was a previously licensed financial advisor/broker with Paradigm Equities, Inc. FINRA reports that Michelle Gill was fined $5,000 and suspended from the securities industry for two months in …

Adrienne Jaime Mak (Adrienne Mak) – Financial Advisor/Broker Adrienne Mak Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Adrienne Jaime Mak (Adrienne Mak) CRD #5656269 Adrienne Mak was a previously licensed financial advisor/broker with J.P. Morgan Securities, LLC. FINRA reports that Adrienne Mak was suspended from the securities industry indefinitely in November 2018. According …

Joshua Nathan Helmle (Joshua Helmle) – FINRA Files Complaint Against Financial Advisor/Broker Joshua Helmle | Goodman & Nekvasil, P.A. May Recover Investor Losses Joshua Nathan Helmle (Joshua Helmle) CRD #2195760 Joshua Helmle is a currently registered financial advisor/broker with Integrity Brokerage Services, Inc. According to FINRA, FINRA filed a complaint against Joshua Helmle in April 2020. According to FINRA Allegations: …

Andrea Friederike Wood (Andrea Wood) – FINRA Files Complaint Against Financial Advisor/Broker Andrea Wood | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrea Friederike Wood (Andrea Wood) CRD #2000589 Andrea Wood is a currently registered financial advisor/broker with Integrity Brokerage Services, Inc. Andrea Wood was previously registered with Finance 500, Inc. According to FINRA, FINRA filed a complaint against …

Marc Nathan Jaffe (Marc Jaffe) – FINRA Files Complaint Against Financial Advisor/Broker Marc Jaffe | Goodman & Nekvasil, P.A. May Recover Investor Losses Marc Nathan Jaffe (Marc Jaffe) CRD #2187547  Marc Jaffe was a previously registered financial advisor/broker with Finance 500, Inc. According to FINRA, FINRA filed a complaint against Marc Jaffe in April 2020. According to FINRA Allegations: Marc …

Joseph John Weinrich Sr. (Joseph Weinrich) – FINRA Files Complaint Against Financial Advisor/Broker Joseph Weinrich | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph John Weinrich Sr. (Joseph Weinrich) CRD #461987 Joseph Weinrich is a currently registered financial advisor/broker with B.B. Graham & Company, Inc. Joseph Weinrich was previously registered with Moloney Securities Co., Inc. According to Joseph Weinrich’s …

Kevin Lamar Rainwater (Kevin Rainwater) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Kevin Rainwater | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Lamar Rainwater (Kevin Rainwater) Financial Advisor/Broker CRD #3098443 Kevin Rainwater is a currently registered financial advisor/broker at Arkadios Capital. According to Kevin Rainwater’s BrokerCheck Report, four customer disputes have been filed alleging …

Shawn Bruce Davis (Shawn Davis) – Customer Disputes Filed Involving Financial Advisor/Broker Shawn Davis | Goodman & Nekvasil P.A. May Recover Investor Losses Shawn Bruce Davis (Shawn Davis) CRD #2911230 Shawn Davis is a previously licensed financial advisor/broker with Independent Financial Group, LLC.   According to Shawn Davis’ BrokerCheck report, customer disputes have been filed alleging sales practice violations against …

Pasquale Vitucci (Pat Vitucci) – Customer Dispute Filed Involving Financial Advisor/Broker Pat Vitucci | Goodman & Nekvasil P.A. May Recover Investor Losses Pasquale Vitucci (Pat Vitucci) CRD #2290163 Pat Vitucci is a licensed financial advisor/broker with United Planners’ Financial Services of America. Pat Vitucci was a previously licensed financial advisor with National Planning Corporation. According to Pat Vitucci’s BrokerCheck report, …