Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Harry Colon Bennett (Harry Bennett) CRD #2395555 Harry Bennett was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Bennett was barred from the securities industry in November 2016. According to FINRA: Harry …
Dominic Thomas DeBruin (Donnie DeBruin) – Financial Advisor/Broker Donnie DeBruin Barred from Securities Industry
Dominic Thomas DeBruin (Donnie DeBruin) – Financial Advisor/Broker Donnie DeBruin Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Donnie DeBruin (Donnie DeBruin) CRD #2395555 Donnie DeBruin was a previously licensed financial advisor/broker with LPL Financial LLC. FINRA reports that Donnie DeBruin was barred from the securities industry in November 2016. According to FINRA: Donnie DeBruin …
Wesley Evans – Financial Advisor/Broker Wesley Evans Barred from Securities Industry
Wesley James Evans (Wesley Evans) – Financial Advisor/Broker Wesley Evans Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Wesley James Evans (Wesley Evans) CRD #6617516 Wesley Evans was a previously licensed financial advisor/broker with J.P. Morgan Securities LLC. FINRA reports that Wesley Evans was barred from the securities industry in July 2020. According to FINRA: …
Leonard Joseph Marzocco (Lenny Marzocco) – Financial Advisor/Broker Lenny Marzocco Suspended from the Securities Industry
Leonard Joseph Marzocco (Lenny Marzocco) – Financial Advisor/Broker Lenny Marzocco Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Leonard Joseph Marzocco (Lenny Marzocco) CRD #3106494 Lenny Marzocco was a previously licensed financial advisor/broker with Woodstock Financial Group, Inc., First Standard Financial Company LLC, and Spartan Capital Securities, LLC. FINRA reports that Lenny Marzocco was …
Eugene James Long (Eugene Long) – Financial Advisor/Broker Eugene Long Suspended from the Securities Industry
Eugene James Long (Eugene Long) – Financial Advisor/Broker Eugene Long Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Eugene James Long (Eugene Long) CRD #2386267 Eugene Long is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. FINRA reports that Long was fined $5,000 and was suspended from the securities industry for …
Robert James McNamara (Robert McNamara) – Financial Advisor/Broker Robert McNamara Suspended from the Securities Industry
Robert James McNamara (Robert McNamara) – Financial Advisor/Broker Robert McNamara Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert James McNamara (Robert McNamara) CRD #1207495 Robert McNamara is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. FINRA reports that Robert McNamara was fined $5,000 and suspended from the securities industry for …
John Michael Krohn (John Krohn) – Financial Advisor/Broker John Krohn Previously Suspended from the Securities Industry
John Krohn – Financial Advisor/Broker John Krohn Previously Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Michael Krohn (John Krohn) CRD #2722975 John Krohn a/k/a John Michael Krohn is a previously licensed financial advisor/broker with Principal Securities, Inc. FINRA reports that John Krohn was fined $10,000 and suspended from the securities industry for …
Murray Todd Petersen (Todd Petersen) – Customer Disputes Filed Involving Financial Advisor/Broker Todd Petersen
Murray Todd Petersen (Todd Petersen) – Customer Disputes Filed Involving Financial Advisor/Broker Todd Petersen | Goodman & Nekvasil P.A. May Recover Investor Losses Murray Todd Petersen (Todd Petersen) CRD #1311730 Todd Petersen was a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC and SCF Securities, Inc. According to Todd Petersen’s BrokerCheck Report, Murray Todd Petersen was a registered representative …
Francis J Velten (Francis Velten) – Customer Disputes Filed Involving Financial Advisor/Broker Francis Velten
Francis J Velten (Francis Velten) – Customer Disputes Filed Involving Financial Advisor/Broker Francis Velten | Goodman & Nekvasil P.A. May Recover Investor Losses Francis Joseph Velten (Francis Velten) CRD #2291911 Francis Velten was a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC, Independent Financial Group, LLC and Summit Brokerage Services, Inc. According to Frances Velten’s BrokerCheck report, customer …
Richard H. Westerman (Dick Westerman) – Customer Disputes Filed Involving Financial Advisor/Broker Dick Westerman | Goodman & Nekvasil P.A. May Recover Investor Losses
Richard H. Westerman (Dick Westerman) – Customer Disputes Filed Involving Financial Advisor/Broker Dick Westerman | Goodman & Nekvasil P.A. May Recover Investor Losses Richard H. Westerman (Dick Westerman) CRD #826562 Dick Westerman was a previously licensed financial advisor/broker with Northwest Investment Advisors, Inc. According to Dick Westerman’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Dick …