Curtis Howard Smiley (Curtis Smiley) – Customer Disputes Filed Involving Financial Advisor/Broker Curtis Smiley | Goodman & Nekvasil P.A. May Recover Investor Losses
Curtis Smiley a/k/a Curtis Howard Smiley was a previously licensed financial advisor/broker with Primex.
According to Smiley’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Smiley.
Customer Dispute 1/22/20: Clients allege lack of due diligence. This customer dispute is pending and seeks $400,000 in damages.
Customer Dispute 12/22/19: Customer alleges lack of due diligence. This customer dispute is pending and seeks $275,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Smiley, you may be able to recover your losses. If you lost money on investments with Smiley and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Smiley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Smiley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/18/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.