Ronald G Richer (Ronald Richer) Financial Advisor/Broker Ronald Richer Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Ronald G Richer (Ronald Richer) CRD #2988381
Ronald Richer was a previously licensed financial advisor/broker with PFS Investments, Inc. According to FINRA, Ronald Richer was barred from the securities industry indefinitely in May 2020.
According to FINRA:
On June 5, 2020, FINRA made a preliminary determination to recommend that disciplinary action be brought against Ronald Richer alleging violations of FINRA Rules 8210 and 2010 in that Richer provided false information and documents to FINRA staff in response to requests issued pursuant to FINRA Rule 8210; violations of FINRA Rules 8210 and 2010 in that Richer provided false testimony in an on-the-record interview requested pursuant to FINRA Rule 8210; and violation of FINRA Rule 3240 in that Richer borrowed money from a customer.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Ronald Richer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ronald Richer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Ronald Richer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/31/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.