Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Hong CRD #6342504 Joseph Hong was a previously licensed financial advisor/broker with Symetra Securities, Inc., LPL Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Joseph Hong has a pending bar initiated by a regulatory …
Susan Molina Escobio (Susan Molina) – Financial Advisor/Broker Susan Molina Under Investigation by FINRA | Recover Losses
Susan Molina Escobio (Susan Molina) – Financial Advisor/Broker Susan Molina Under Investigation by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Susan Molina Escobio (Susan Molina) CRD #1062322 Susan Molina is a currently licensed financial advisor/broker with Southern Trust Securities, Inc. According to FINRA, Susan Molina is involved in an ongoing formal investigation initiated by FINRA in April …
Paul David Babaz (Paul Babaz) – Financial Advisor/Broker Paul Babaz Voluntarily Resigned from Morgan Stanley | Recover Losses
Paul David Babaz (Paul Babaz) – Financial Advisor/Broker Paul Babaz Voluntarily Resigned from Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses Paul David Babaz (Paul Babaz) Financial Advisor/Broker CRD #2373008 Paul Babaz is a currently licensed financial advisor/broker with Oppenheimer & Co. Inc. Paul Babaz was a previously licensed financial advisor/broker with Morgan Stanley. According to Paul …
Marc Winters Financial Advisor/Broker Marc Winters Barred from Securities Industry | Recover Losses
Marc Winters Financial Advisor/Broker Marc Winters Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Marc Winters CRD #4053113 Marc Winters was a previously licensed financial advisor/broker with Wedbush Securities Inc. According to FINRA, Marc Winters was barred from the securities industry indefinitely in June 2020. According to FINRA, Marc Winters allegedly failed to respond to …
Jeffrey Scott Olson (Jeffrey Olson) – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Olson | Recover Losses
Jeffrey Scott Olson (Jeffrey Olson) – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Olson | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Scott Olson (Jeffrey Olson) CRD #2192677 Jeffrey Olson was a previously licensed financial advisor/broker with Stifel, Nicolaus & Company Incorporated. Jeffrey Olson is currently licensed with Northland Securities, Inc. According to Jeffrey Olson’s BrokerCheck report, customer …
Par Funding – SEC Alleges Fraud | Recover Your Losses with Goodman & Nekvasil
Par Funding – SEC Alleges Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint: Spouses Lisa McElhone and Joseph W. LaForte orchestrated a scheme to raise investor funds through unregistered securities offerings for the cash advance company they control, Complete Business Solutions Group Inc., doing business as Par Funding. According to the complaint, McElhone …
Perry Abbonizio Suspended from the Securities Industry | Goodman & Nekvasil, P.A. is Investigating Perry Abbonizio
Perry Abbonizio Suspended from the Securities Industry | Goodman & Nekvasil, P.A. is Investigating Perry Abbonizio Perry Abbonizio CRD #2787112 Perry Abbonizio was a previously licensed financial advisor/broker with Oppenheimer & Co. Inc. FINRA reports that Perry Abbonizio was suspended from the securities industry for four months beginning in March 2015. According to FINRA allegations: Perry Abbonizio consented to the …
Ultra Petroleum Corp. Bankruptcy Losses | Recover Your Losses
Ultra Petroleum Corp. Bankruptcy | Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses – Ultra Petroleum Corp. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Ultra Petroleum Corp. Even though bonds …
Amazing Energy Oil & Gas Files Chapter 11 Bankruptcy for 3 Subsidiaries | Recover Your Losses
Amazing Energy Oil & Gas Files Chapter 11 Bankruptcy for 3 Subsidiaries | Recover Your Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Amazing Energy Oil & Gas. Even though bonds and/or stock …
Ronald G Richer (Ronald Richer) Financial Advisor/Broker Ronald Richer Investigated by FINRA
Ronald G Richer (Ronald Richer) Financial Advisor/Broker Ronald Richer Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald G Richer (Ronald Richer) CRD #2988381 Ronald Richer was a previously licensed financial advisor/broker with PFS Investments, Inc. According to FINRA, Ronald Richer was barred from the securities industry indefinitely in May 2020. According to FINRA: On June …