Dominic Tropiano – Financial Advisor/Broker Dominic Tropiano Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Dominic Tropiano CRD #4761462 Dominic Tropiano was a previously licensed financial advisor/broker with Key Investment Services LLC. FINRA reports that Dominic Tropiano was barred from the securities industry indefinitely in May 2019 According to FINRA Allegations: Tropiano consented to the …

James Rapisarda – Financial Advisor/Broker James Rapisarda Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses James Rapisarda CRD #1851883 James Rapisarda was a previously licensed financial advisor with LPL Financial LLC and National Planning Corporation. FINRA reports that James Rapisarda was suspended from the securities industry for 15 days in September 2020. According to FINRA Allegations: …

Yvonne Nirelli – Financial Advisor/Broker Yvonne Nirelli Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Yvonne Nirelli CRD #1364313 Yvonne Nirelli is a licensed financial advisor with Cadaret and Grant. FINRA reports that Yvonne Nirelli was suspended for 15 business days and fined $5,000 in September 2020. According to FINRA Allegations: Yvonne Nirelli consented to the …

Rani Soto – Financial Advisor/Broker Rani Soto Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Rani Soto CRD #6016117 Rani Soto was a previously licensed financial advisor with Prudential Investment Management Services LLC. FINRA reports that Rani Soto was investigated by FINRA. According to FINRA Allegations: On July 17, 2020, FINRA made a preliminary determination to …

Gregory Powell Talbot (Greg Talbot) – Customer Dispute Filed Involving Financial Advisor/Broker Greg Talbot | Goodman & Nekvasil P.A. May Recover Investor Losses Greg Talbot CRD #2662342 Greg Talbot is a currently licensed financial advisor with Wells Fargo. According to Greg Talbot’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Greg Talbot. Customer Dispute 4/28/15: The …

Michael David Garris (Michael Garris) – Financial Advisor/Broker Michael Garris Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael David Garris (Michael Garris) CRD #1540384 Michael Garris was a previously licensed financial advisor with Wells Fargo. FINRA reports that Michael Garris was suspended from the securities industry indefinitely beginning in June 2020. According to …

Jose A Yniguez – Financial Advisor/Broker Jose Yniguez Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jose Yniguez CRD #4945380 Jose Yniguez was a previously licensed financial advisor with TransAmerica Financial Advisors, Inc. FINRA reports that Jose Yniguez will be fined $12,500 and suspended from the securities industry for 14 months According to FINRA …

Lynn Dale Cawthorne (Lynn Cawthorne) Financial Advisor/Broker Lynn Cawthorne Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Lynn Dale Cawthorne (Lynn Cawthorne) CRD #3211221 Lynn Cawthorne was a previously licensed financial advisor/broker with Cambridge Investment Research, Inc. According to FINRA, Lynn Cawthorne was named in a FINRA complaint. According to FINRA Allegations: Cawthorne was named …

Troy R Baily (Troy Baily) – Customer Disputes Filed Involving Financial Advisor/Broker Troy Baily | Goodman & Nekvasil P.A. May Recover Investor Losses Troy Baily CRD #4458930 Troy Baily was a previously licensed financial advisor/broker with Sagepoint Financial, Inc. According to Troy Baily’s BrokerCheck report, a customer dispute have been filed alleging sales practice violations against Troy Baily. Customer Dispute …

Keith Gaines Drago Sr. (Keith Drago) – Financial Advisor/Broker Keith Drago Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Gaines Drago Sr. (Keith Drago) CRD #858785 Keith Drago is a currently licensed financial advisor with Ameriprise Financial Services, LLC. Keith Drago was a previously licensed financial advisor with Raymond James & Associates, Inc. …