Stanley Bernard Secor (Stanley Secor) Financial Advisor/Broker Stanley Secor Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stanley Bernard Secor (Stanley Secor) CRD #1982414 Stanley Secor was a previously licensed financial advisor/broker with Cetera Advisor Networks LLC and Girard Securities, Inc. According to FINRA, Stanley Secor was barred from the securities industry indefinitely in July …
Martin Joseph Noonan Jr. (Martin Noonan) – Financial Advisor/Broker Martin Noonan Barred from Securities Industry | Recover Losses
Martin J Noonan Jr. (Martin Noonan) – Financial Advisor/Broker Martin Noonan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Martin Joseph Noonan Jr. (Martin Noonan) CRD #2982159 Martin Noonan was a previously licensed financial advisor/broker with BMA Securities, LLC. FINRA reports that Martin Noonan was barred from the securities industry indefinitely in May 2020. According …
Donald Logan – Financial Advisor/Broker Donald Logan Suspended from the Securities Industry | Recover Losses
Donald Logan – Financial Advisor/Broker Donald Logan Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Donald Logan CRD#: 5537486 Donald Logan was a previously licensed financial advisor/broker with Waddell & Reed and Edward Jones. FINRA reports that Donald Logan was fined $25,000 and suspended from the securities industry for 18 months beginning in January …
Christopher A. Reid (Christopher Reid) – Financial Advisor/Broker Christopher Reid Suspended from the Securities Industry | Recover Losses
Christopher A. Reid (Christopher Reid) – Financial Advisor/Broker Christopher Reid Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher A. Reid (Christopher Reid) CRD #2341418 Christopher Reid was a previously licensed financial advisor with Morgan Stanley. FINRA reports that Christopher Reid was fined $5,000.00 and suspended from the securities industry for four months beginning …
Kimberly A Barentsen (Kimberly Barentsen) – Financial Advisor/Broker Kimberly Barentsen Suspended from the Securities Industry | Recover Losses
Kimberly Ann Barentsen (Kimberly Barentsen) – Financial Advisor/Broker Kimberly Barentsen Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Kimberly Ann Barentsen (Kimberly Barentsen) CRD #2092280 Kimberly Barentsen is a currently licensed financial advisor with NPB Financial Group, LLC and Barentsen Advisory Services, LLC. Kimberly Barentsen was a previously licensed financial advisor with First Allied …
Gary Elroy Barth (Gary Barth) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Gary Barth
Gary Elroy Barth (Gary Barth) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Gary Barth | Goodman & Nekvasil P.A., May Recover Investor Losses Gary Elroy Barth (Gary Barth) Financial Advisor/Broker CRD #2466996 Gary Barth is a currently registered financial advisor/broker at Ameritas Investment Company LLC. According to Gary Barth’s BrokerCheck Report, a customer dispute has been …
Robert John Radli (Robert Radli) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Radli | Recover Losses
Robert John Radli (Robert Radli) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Radli | Goodman & Nekvasil P.A., May Recover Investor Losses Robert John Radli (Robert Radli) Financial Advisor/Broker CRD #1076710 Robert Radli is a currently registered financial advisor/broker at Raymond James. According to Robert Radli’s BrokerCheck Report, a customer dispute has been filed alleging …
Joseph Paul Woitkoski (Joseph Woitkoski) – Financial Advisor/Broker Joseph Woitkoski Suspended from the Securities Industry | Recover Losses
Joseph Paul Woitkoski (Joseph Woitkoski) – Financial Advisor/Broker Joseph Woitkoski Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Paul Woitkoski CRD #3023301 Joseph Woitkoski was a previously licensed financial advisor with Raymond James & Associates, Inc. FINRA reports that Joseph Woitkoski will be suspended from the securities industry for 30 days beginning in …
Christopher T. Hildebrandt – Financial Advisor/Broker Christopher Hildebrandt Suspended from the Securities Industry | Recover Losses
Christopher T. Hildebrandt – Financial Advisor/Broker Christopher Hildebrandt Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher T. Hildebrandt CRD #1318476 Christopher Hildebrandt was a previously licensed financial advisor with Principal Securities, Inc. FINRA reports that Christopher Hildebrandt will be suspended from the securities industry for four months beginning in September 2020. According to …
Charles Don Burchard (Chuck Burchard) – Financial Advisor/Broker Chuck Bernard Discharged from Allstate | Recover Losses
Charles Don Burchard (Chuck Burchard) – Financial Advisor/Broker Chuck Bernard Discharged from Allstate Chuck Burchard CRD #6130918 Chuck Burchard was a previously licensed financial advisor/broker with Allstate Financial Services LLC. According to Allstate: Termination by parent property and casualty insurance company after allegations of engaging in undisclosed outside business activity and disclosure of confidential customer information to unaffiliated third party …