Martin J Noonan Jr. (Martin Noonan) – Financial Advisor/Broker Martin Noonan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Martin Noonan was a previously licensed financial advisor/broker with BMA Securities, LLC. FINRA reports that Martin Noonan was barred from the securities industry indefinitely in May 2020.
According to FINRA Allegations:
Martin Noonan consented to the sanction and to the entry of findings that he refused to produce information or documents requested by FINRA during an investigation. This investigation began after FINRA reviewed a Dispute Resolution Statement of Claim filed against Martin Noonan and Martin Noonan’s member firm alleging unsuitable and excessive trading in a client account.
According to Martin Noonan’s BrokerCheck Report, one customer disputes has been filed alleging sales practice violations against Martin Noonan.
Customer Dispute (11/19/2018): Allegations against Martin Noonan includes mismanagement in client accounts and unsuitable or excessive trading. This customer dispute is currently pending and seeks $250,000.00 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Martin Noonan and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Martin Noonan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Martin Noonan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/25/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.