Christopher T. Hildebrandt – Financial Advisor/Broker Christopher Hildebrandt Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Christopher Hildebrandt was a previously licensed financial advisor with Principal Securities, Inc. FINRA reports that Christopher Hildebrandt will be suspended from the securities industry for four months beginning in September 2020.
According to FINRA Allegations:
Hildebrandt consented to the sanctions and to the entry of findings that he altered documents as an accommodation to customers and submitted the documents to his member firm. The findings stated that Hildebrandt altered documents including new account forms, automated clearing house transfer requests, and distribution forms. Hildebrandt falsified the documents by reusing signatures and using correction fluid to conceal information already entered, like signature dates. He also altered dollar amounts on distribution forms and corrected or added information by use of correction fluid and/or ink. The underlying transactions were all authorized. Hildebrandt’s practice of reusing client signatures and using correction fluid to alter information continued even after the firm warned him not to do so in both a phone call and a letter of education.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Christopher Hildebrandt and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Christopher Hildebrandt’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Christopher Hildebrandt and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/25/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.