Elton Norman – Financial Advisor/Broker Elton Norman Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elton Norman CRD #6402086 Elton Norman was a previously licensed financial advisor/broker with First Command Financial Planning, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Elton Norman was barred from the securities industry in October 2019. …

Randolph B McNeill (Randolph McNeill) – Financial Advisor/Broker Randolph McNeill Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Randolph B McNeill (Randolph McNeill) CRD #4312991 Randolph McNeill was a previously licensed financial advisor/broker with Buckman, Buckman & Reid, Inc. and Garden State Securities, Inc. FINRA reports that Randolph McNeill was barred from the securities industry …

Michael Earl Reither (Michael Reither) – Financial Advisor/Broker Michael Reither Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Earl Reither (Michael Reither) CRD #853363 Michael Reither was a previously licensed financial advisor/broker with Dominion Investor Services, Inc. and First Allied Securities, Inc. FINRA reports that Michael Reither was fined $12,604.25 and barred from the …

Elizabeth Ann Sollars (Beth Sollars) – Financial Advisor/Broker Beth Sollars Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elizabeth Ann Sollars (Beth Sollars) CRD #6606776 Beth Sollars was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Beth Sollars was suspended from the securities industry for two months in March …

Stanley Newcomb Martin (Stan Martin) – Financial Advisor/Broker Stan Martin Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stanley Newcomb Martin (Stan Martin) CRD #1476211 Stan Martin was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Stan Martin was barred from the securities industry indefinitely in March 2020. According to …

Fernando Atienza Landicho (Fernando Landicho) – Financial Advisor/Broker Fernando Landicho Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Fernando Atienza Landicho (Fernando Landicho) CRD #4448966 Fernando Landicho was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Fernando Landicho was barred from the securities industry indefinitely in January 2020. According to …

Philip Orezio Fatta (Phil Fatta) – Financial Advisor/Broker Phil Fatta Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Philip Orezio Fatta (Phil Fatta) CRD #1467533 Phil Fatta was a previously licensed financial advisor/broker with Spartan Capital Securities, LLC, Blackbook Capital, LLC, and IAA Financial LLC. FINRA reports that Phil Fatta was fined $5,000 and …

Jennifer Lee Holmes (Jennifer Holmes) – Financial Advisor/Broker Jennifer Holmes Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jennifer Lee Holmes (Jennifer Holmes) CRD #4107090 Jennifer Holmes was a previously licensed financial advisor/broker with Voya Financial Advisors, Inc. FINRA reports that Jennifer Holmes was suspended from the securities industry for three months in January …

Timothy Bernard Cooney (Tim Cooney) – Financial Advisor/Broker Tim Cooney Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Timothy Bernard Cooney (Tim Cooney) CRD #2946727 Tim Cooney was a previously licensed financial advisor/broker with Allstate Financial Services, LLC. FINRA reports that Tim Cooney was barred from the securities industry indefinitely in May 2020. According To …

Dennis James Murphy (Dennis Murphy) – Financial Advisor/Broker Dennis Murphy Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Dennis James Murphy (Dennis Murphy) CRD #4840274 Dennis Murphy was a previously licensed financial advisor/broker with Monmouth Capital Management LLC and Woodstock Financial Group, Inc. FINRA reports that Dennis Murphy was barred from the securities industry in …