Robert Steven Meyer (Robert Meyer) – Financial Advisor/Broker Robert Meyer Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Steven Meyer (Robert Meyer) CRD# 3074785 Robert Meyer was a previously licensed financial advisor with Woodstock Financial Group, Inc. According to Robert Meyer’s BrokerCheck report, Robert Meyer was suspended from the securities industry for three months …

Michael R Jeppson (Michael Jeppson) – Financial Advisor/Broker Michael Jeppson Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael R Jeppson (Michael Jeppson) CRD #1418378 Michael Jeppson was a previously licensed financial advisor with Capital Investment Group, Inc. FINRA reports that Michael Jeppson was suspended from the securities industry for 15 days and fined $5,000 in …

Clint H Keener (Clint Keener) Financial Advisor/Broker Clint Keener Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Clint H Keener (Clint Keener) CRD #2250146 Clint Keener was a previously licensed financial advisor/broker with Capital City Securities LLC. According to FINRA, Clint Keener was barred from the securities industry indefinitely in November 2019. According to FINRA …

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Douglas Garrett (Matthew Garrett) CRD #6485387 Matthew Garrett was a previously licensed financial advisor/broker with MML Distributors LLC. FINRA reports that Matthew Garrett was barred from the securities industry indefinitely in December 2017. According to FINRA …

Bryan Gabriel Mazliach – Financial Advisor/Broker Bryan Mazliach Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Bryan Gabriel Mazliach (Bryan Mazliach) CRD# 5518438 Bryan Mazliach was a previously licensed financial advisor with Westpark Capital Inc. and Laidlaw and Company UK Ltd. According to Bryan Mazliach’s BrokerCheck report, Bryan Mazliach was named in a FINRA complaint. …

Jodie Lane – Financial Advisor/Broker Jodie Lane Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses  Jodie Lane a/k/a Jodie Gruber and Jodie Pike CRD #5069112 Jodie Lane was a previously licensed financial advisor with Woodbury Financial Services, Inc. and LPL Financial LLC. FINRA reports that Jodie Lane was suspended from the securities industry for four months …

Lori Ann Sacco (Lori Sacco) aka Lori Hintzelman – Financial Advisor/Broker Lori Sacco Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lori Ann Sacco aka Lori Hintzelman CRD #5527270 Lori Sacco was a previously licensed financial advisor with BMO Harris Financial Advisors, Inc. FINRA reports that Lori Sacco was suspended from the securities industry for six …

Lauren L Wing (Lauren Wing) – Financial Advisor/Broker Lauren Wing Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lauren Wing CRD #5803987 Lauren Wing was a previously licensed financial advisor with JP Morgan Securities and TD Ameritrade. FINRA reports that Lauren Wing was suspended from the securities industry for one month in September 2020. According to …

Ferrell Lee Rollins Jr. (Ferrell Rollins) – Financial Advisor/Broker Ferrell Rollins Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ferrell Rollins CRD #1449560 Ferrell Rollins was a previously licensed financial advisor with Capital Investment Group, Inc. FINRA reports that Ferrell Rollins was suspended from the securities industry for six months in September 2020. According to FINRA …

Sean Aaron Brady (Sean Brady) – Financial Advisor/Broker Sean Brady Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Sean Brady CRD #4365173 Sean Brady was a previously licensed financial advisor/broker with First Allied Securities, Inc. FINRA reports that Sean Brady was barred from the securities industry indefinitely in June 2018. According to FINRA Allegations: Brady …