David Allen Pierce (David Pierce) – Customer Dispute Filed Involving Financial Advisor/Broker David Pierce David Allen Pierce (David Pierce) CRD #4583553 David Pierce is a licensed financial advisor/broker with Kalos Capital, Inc. According to David Pierce’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against David Pierce. Customer Dispute 3/23/20: Customers allege they purchased an unsuitable …

Michael Roy Blueweiss (Michael Blueweiss) – Financial Advisor/Broker Michael Blueweiss Discharged UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Roy Blueweiss (Michael Blueweiss) Financial Advisor/Broker CRD #728969 Michael Blueweiss is a currently licensed financial advisor/broker with National Securities Corporation and National Asset Management, Inc. Michael Blueweiss was a previously licensed financial advisor/broker with UBS …

Whiting Petroleum Corp. (WLL) Files for Chapter 11 Protection Bankruptcy | Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses – Whiting Petroleum Corp. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such …

3D Money LLC – State of Washington Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of Washington:  Jeffery Allen Huston is a resident of Litchfield, Minnesota. Huston is a part owner of 3D Money, LLC and the manager of AEHK, LLC, Maplewood Offering, LLC, and Sunrise Capital, LLC. Huston was a registered representative …

Anthony Todd Johnson et al – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission today announced charges against six individuals and their companies for defrauding investors in connection with unregistered securities offerings that raised over $25 million. The SEC’s complaint alleges that, between September 2017 and February …

Integrity Aviation & Leasing, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From 2013 through January 2019, Farias and his company, Integrity Aviation & Leasing, LLC (IAL), defrauded investors—many of whom were retired San Antonio Police Department officers or first responders—out of more than $14 million through a fraudulent investment …

Christopher Roumayeh – Financial Advisor/Broker Christopher Roumayeh Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Roumayeh CRD #4510051 Christopher Roumayeh was a previously licensed financial advisor with Merrill Lynch. FINRA reports that Christopher Roumayeh was suspended from the securities industry for 21 months beginning in June 2020. According to FINRA Allegations: Roumayeh consented …

Frederick Scott Levine (Fred Levine) – Financial Advisor/Broker Frederick Levine Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Frederick Scott Levine (Fred Levine) CRD #1765119 Frederick Levine is a licensed financial advisor with RBC Capital Markets, LLC. FINRA reports that Fred Levine was suspended from the securities industry for three months in August 2020. …

John Pace McConkie (John McConkie) – Financial Advisor/Broker John McConkie Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Pace McConkie (John McConkie) CRD #6092544 John McConkie was a previously licensed financial advisor/broker with LPL Financial LLC. FINRA reports that John McConkie was suspended from the securities industry for two months in August 2020. …

Scott Travis Snelling (Scott Snelling) – Financial Advisor/Broker Scott Snelling Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Travis Snelling (Scott Snelling) CRD #2765986 Scott Snelling was a previously licensed financial advisor/broker with Kestra Investment Services, LLC and National Planning Corporation. FINRA reports that Scott Snelling was barred from the securities industry in March …