Samuel David Campos (Sam Campos) – Financial Advisor/Broker Sam Campos Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Samuel David Campos (Sam Campos) CRD #6054829 Sam Campos was a previously licensed financial advisor/broker with JP Morgan Securities LLC. According to FINRA, Sam Campos was barred from the securities industry in November 2016. According to FINRA:  …

Debbie Sue Arnold (Debbie Arnold) – Financial Advisor/Broker Debbie Arnold Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Debbie Sue Arnold (Debbie Arnold) CRD# 4192536 Debbie Arnold was a previously licensed financial advisor/broker with Farmers Financial Solutions LLC. According to FINRA, Debbie Arnold was barred from the securities industry in November 2016. According to FINRA: …

Emily Michelle Thompson – Financial Advisor/Broker Emily Thompson Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Emily Michelle Thompson CRD #4217116 Emily Thompson was a previously licensed financial advisor/broker with Raymond James Financial. According to FINRA, Emily Thompson was barred from the securities industry in November 2016. According to FINRA: Thompson consented to the sanction …

Peter Joseph Neary Jr. (Peter Neary) – Financial Advisor/Broker Peter Neary Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Peter Joseph Neary (Peter Neary) CRD #1878395 Peter Neary is a currently licensed financial advisor with Cabot Lodge Securities LLC. Peter Neary was a previously licensed financial advisor with IFS Securities. According to Peter Neary’s BrokerCheck …

Karen McKinley – Financial Advisor/Broker Karen McKinley Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Karen McKinley a/k/a Karen Boggess CRD #5608238 Karen McKinley was a previously licensed financial advisor/broker with Morgan Stanley. According to FINRA, Karen McKinley was barred from the securities industry in  November 2016. According to the SEC: The Securities and Exchange …

Matthew Lee Geiser (Matt Geiser) Financial Advisor/Broker Matt Geiser Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matt Geiser CRD #4203782 Matt Geiser was a previously licensed financial advisor/broker with Independent Financial Group LLC and Princor Financial Services Corporation. According to FINRA, Matt Geiser was barred from the securities industry indefinitely in November 2016. According …

Michael Kris Pina (Michael Pina) – Financial Advisor/Broker Michael Pina Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Kris Pina (Michael Pina) CRD #5922058 Michael Pina was a previously licensed financial advisor with PFS Investments, Inc. According to FINRA, Michael Pina was suspended from the securities industry for 16 months and fined $10,000 in …

Corbin Lambert – Financial Advisor/Broker Corbin Lambert Charged by SEC | Goodman & Nekvasil, P.A. May Recover Investor Losses Corbin Lambert CRD #3191042 Corbin Lambert is a licensed financial advisor with Securities America. Corbin Lambert was previously licensed with MML Investors Services LLC. According to the SEC, Corbin Lambert was charged for conducting a cherry-picking scheme that defrauded his clients. …

Nina Maines – Financial Advisor/Broker Nina Maines Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Nina Maines CRD #2496408 Nina Maines is a licensed financial advisor with Cadaret, Grant & Co. According to Nina Maines’ BrokerCheck report, Nina Maines was suspended from the securities industry for 15 days and fined $5,000 in October 2020. According …

Julian Jay Piekarczyk (Jay Piekarczyk) – Financial Advisor/Broker Jay Piekarczyk Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Julian Jay Piekarczyk (Jay Piekarczyk) CRD# 1128773 Jay Piekarczyk was a previously licensed financial advisor with Pruco Securities, LLC. According to FINRA Allegations: Piekarczyk was named a respondent in a FINRA complaint alleging that he engaged in …