Matthew Lee Geiser (Matt Geiser) Financial Advisor/Broker Matt Geiser Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Matt Geiser was a previously licensed financial advisor/broker with Independent Financial Group LLC and Princor Financial Services Corporation. According to FINRA, Matt Geiser was barred from the securities industry indefinitely in November 2016.
According to FINRA Allegations:
Geiser consented to the sanction and to the entry of findings that he refused to appear for FINRA on-the-record testimony in connection with an investigation into allegations of misconduct against Geiser, including allegations that he made unsuitable recommendations and misleading statements about variable annuities to several customers.
According to Matt Geiser’s BrokerCheck report, thirteen customer disputes alleging sales practice violations against Matt Geiser have been settled.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Matt Geiser and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Matt Geiser’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Matt Geiser and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/1/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.