Rani Soto – Financial Advisor/Broker Rani Soto Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Rani Soto CRD #6016117 Rani Soto was a previously licensed financial advisor with Prudential Investment Management Services LLC. FINRA reports that Rani Soto was investigated by FINRA. According to FINRA Allegations: On July 17, 2020, FINRA made a preliminary determination to …

Gregory Powell Talbot (Greg Talbot) – Customer Dispute Filed Involving Financial Advisor/Broker Greg Talbot | Goodman & Nekvasil P.A. May Recover Investor Losses Greg Talbot CRD #2662342 Greg Talbot is a currently licensed financial advisor with Wells Fargo. According to Greg Talbot’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Greg Talbot. Customer Dispute 4/28/15: The …

Michael David Garris (Michael Garris) – Financial Advisor/Broker Michael Garris Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael David Garris (Michael Garris) CRD #1540384 Michael Garris was a previously licensed financial advisor with Wells Fargo. FINRA reports that Michael Garris was suspended from the securities industry indefinitely beginning in June 2020. According to …

Jose A Yniguez – Financial Advisor/Broker Jose Yniguez Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jose Yniguez CRD #4945380 Jose Yniguez was a previously licensed financial advisor with TransAmerica Financial Advisors, Inc. FINRA reports that Jose Yniguez will be fined $12,500 and suspended from the securities industry for 14 months According to FINRA …

Lynn Dale Cawthorne (Lynn Cawthorne) Financial Advisor/Broker Lynn Cawthorne Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Lynn Dale Cawthorne (Lynn Cawthorne) CRD #3211221 Lynn Cawthorne was a previously licensed financial advisor/broker with Cambridge Investment Research, Inc. According to FINRA, Lynn Cawthorne was named in a FINRA complaint. According to FINRA Allegations: Cawthorne was named …

Troy R Baily (Troy Baily) – Customer Disputes Filed Involving Financial Advisor/Broker Troy Baily | Goodman & Nekvasil P.A. May Recover Investor Losses Troy Baily CRD #4458930 Troy Baily was a previously licensed financial advisor/broker with Sagepoint Financial, Inc. According to Troy Baily’s BrokerCheck report, a customer dispute have been filed alleging sales practice violations against Troy Baily. Customer Dispute …

Keith Gaines Drago Sr. (Keith Drago) – Financial Advisor/Broker Keith Drago Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Gaines Drago Sr. (Keith Drago) CRD #858785 Keith Drago is a currently licensed financial advisor with Ameriprise Financial Services, LLC. Keith Drago was a previously licensed financial advisor with Raymond James & Associates, Inc. …

Stanley Bernard Secor (Stanley Secor) Financial Advisor/Broker Stanley Secor Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stanley Bernard Secor (Stanley Secor) CRD #1982414 Stanley Secor was a previously licensed financial advisor/broker with Cetera Advisor Networks LLC and Girard Securities, Inc. According to FINRA, Stanley Secor was barred from the securities industry indefinitely in July …

Martin J Noonan Jr. (Martin Noonan) – Financial Advisor/Broker Martin Noonan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Martin Joseph Noonan Jr. (Martin Noonan) CRD #2982159 Martin Noonan was a previously licensed financial advisor/broker with BMA Securities, LLC. FINRA reports that Martin Noonan was barred from the securities industry indefinitely in May 2020. According …

Donald Logan – Financial Advisor/Broker Donald Logan Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Donald Logan CRD#: 5537486 Donald Logan was a previously licensed financial advisor/broker with Waddell & Reed and Edward Jones. FINRA reports that Donald Logan was fined $25,000 and suspended from the securities industry for 18 months beginning in January …