Loanna R. Dehn Ristvedt (Lonna Rae Dehn Ristvedt) – Financial Advisor/Broker Lonna Rae Dehn Ristvedt Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Lonna Rae Dehn Ristvedt CRD #2277778 Lonna Rae Dehn Ristvedt was a previously licensed financial advisor with LPL Financial LLC and National Planning Corporation. According to FINRA, Lonna Rae Dehn Ristvedt was …

Stephen Leroy Whittaker (Stephen Whittaker) – Financial Advisor/Broker Stephen Whittaker Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Leroy Whittaker (Stephen Whittaker) CRD #831765 Stephen Whittaker was a previously licensed financial advisor with First Financial Equity Corporation. According to FINRA, Stephen Whittaker was suspended from the securities industry for three months and fined $5,000, …

David Alan Tucker (David Tucker) – Pending Administrative Action by State of Florida | Goodman & Nekvasil, P.A. May Recover Investor Losses David Alan Tucker (David Tucker) CRD #3212328 David Tucker was a previously licensed financial advisor with Brooklight Place Securities, Inc., Peak Brokerage Services, LLC, Center Street Securities, Inc. and Taylor Capital Management Inc.  According to David Tucker’s BrokerCheck …

Neemit M. Shah (Neemit Shah) – Financial Advisor/Broker Neemit Shah Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Neemit M. Shah (Neemit Shah) CRD #4812480 Neemit Shah was a previously licensed financial advisor with Northwestern Mutual Investment Services, MML Investors Services, LLC and NYLife Securities LLC. According to Neemit Shah’s BrokerCheck report, Neemit Shah was …

Dwight Lee Dykstra (Dwight Dykstra) – Financial Advisor/Broker Dwight Dykstra Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Dwight Lee Dykstra (Dwight Dykstra) CRD #1028210 Dwight Dykstra was a previously licensed financial advisor with Vision Brokerage Services LLC. According to Dwight Dykstra’s BrokerCheck report, Dwight Dykstra was suspended from the securities industry for one year, …

Michael Earl Bell (Michael Bell) – Customer Dispute Filed Involving Financial Advisor/Broker Michael Bell | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Earl Bell (Michael Bell) CRD #1130667 Michael Bell is a licensed financial advisor/broker with Cetera Advisor Networks LLC. According to Michael Bell’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Michael …

Oasis Petroleum Files for Chapter 11 Protection Bankruptcy | Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as OASIS PETROLEUM. Even though bonds and/or stock issued by OASIS …

Walter Osvaldo Vazquez (Walter Vazquez) – Financial Advisor/Broker Walter Vazquez Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Walter Osvaldo Vazquez (Walter Vazquez) CRD #4485011 Walter Vazquez was a previously licensed financial advisor with Pruco Securities LLC and Summit Brokerage Services Inc. According to Walter Vazquez’ BrokerCheck report, Walter Vazquez was suspended from the securities …

Robert Barnard Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Barnard CRD #5505882 Robert Barnard was a previously licensed financial advisor with Principal Securities, Inc. Robert Barnard was barred from the securities industry in September 2020. According to FINRA, Barnard consented to the sanction and to the entry of findings that he …

Christopher Vincent Paul Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Vincent Paul CRD #3226861 Christopher Vincent Paul was a previously licensed financial advisor with Joseph Stone Capital LLC and Aegis Capital Corp. Christopher Vincent Paul was barred from the securities industry in 2016. According to FINRA, Christopher Vincent Paul failed to …