David Alan Tucker (David Tucker) – Pending Administrative Action by State of Florida | Goodman & Nekvasil, P.A. May Recover Investor Losses
David Tucker was a previously licensed financial advisor with Brooklight Place Securities, Inc., Peak Brokerage Services, LLC, Center Street Securities, Inc. and Taylor Capital Management Inc. According to David Tucker’s BrokerCheck report, David Tucker was the subject of a regulatory action by the Florida Office of Financial Regulation.
Allegations by the State of Florida Office of Financial Regulation Include:
- Sale of securities by an unregistered person
- Offer to sell securities through an unregistered person
- Failure to disclose outside business activities
- Failure to observe high standards of commercial honor
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Dwight Dykstra and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Dwight Dykstra’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dwight Dykstra and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/8/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.