Nadjeen Baptiste – Financial Advisor/Broker Baptiste Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Nadjeen Baptiste  CRD #6308317 Nadjeen Baptiste was a previously licensed financial advisor/broker with Raymond James. Nadjeen Baptiste is currently licensed with Alliance Global Partners. According to Nadjeen Baptiste’s BrokerCheck Report, Nadjeen Baptiste was barred from the securities industry in December 2020. According …

George Warner – Financial Advisor/Broker Warner Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses George Warner a/k/a George Marshall Warner CRD #2300570 George Warner a/k/a George Marshall Warner was a previously licensed financial advisor/broker with Chelsea Financial Services and IFS Securities. According to FINRA, George Warner’s George Warner was barred from the securities industry in …

Patrick Horsman – Financial Advisor/Broker Patrick Horsman Named in Lawsuit | Goodman & Nekvasil, P.A. May Recover Investor Losses Patrick Horsman CRD #4694883 Patrick Horsman is a previously licensed financial advisor with Blue Sand Securities LLC. According to Patrick Horsman’s BrokerCheck Report, a lawsuit was filed alleging sales practice violations involving Patrick Horsman. Goodman & Nekvasil, P.A. has learned that …

Jason Dworak – Customer Disputes Filed Involving Financial Advisor/Broker Dworak | Goodman & Nekvasil P.A. May Recover Investor Losses Jason Dworak CRD #2434370 Jason Dworak is a licensed financial advisor/broker with UBS Financial Services, Inc. According to Jason Dworak’s BrokerCheck report, three customer disputes have been filed alleging sales practice violations against Jason Dworak. Customer Dispute 3/23/20: Time frame: 2017-2019 …

Stephen Enochs – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Stephen Enochs| Recover Losses Stephen Enochs CRD #2352020 Stephen Enochs a/k/a Stephen Greeson Enochs is a licensed financial advisor/broker with Cape Securities, Inc. According to Stephen Enochs’ BrokerCheck Report, a customer dispute was filed alleging sales practice violations against Stephen Enoch. Customer Dispute 10/30/2009: Customer alleged unsuitable …

Christian Frank Lucchetto (Christian Lucchetto) – Broker Christian Lucchetto Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christian Frank Lucchetto (Christian Lucchetto) CRD #4648994 Christian Lucchetto a/k/a Christian Frank Lucchetto is currently a licensed broker with Arive Capital Markets.  Lucchetto was a previously licensed broker with First Standard Financial Company LLC and Cape Securities Inc. …

Mike Patatian – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Mike Patatian CRD #4047060 Mike Patatian a/k/a Megurditch Mike Patatian is a licensed financial advisor with Supreme Alliance LLC. Mike Patatian was previously licensed with Western International Securities. According to Mike Patatian’s BrokerCheck Report, Mike Patatian has been investigated by FINRA. According to …

Jovi San Nicolas – Financial Advisor/Broker Jovi San Nicolas Barred from Securities Industry | Recover Losses Jovi San Nicolas CRD #6722186 Jovi San Nicolas was a previously licensed financial advisor/broker with Edward Jones. FINRA reports that Jovi San Nicolas was barred from the securities industry indefinitely in January 2021. According to FINRA Allegations: Without admitting or denying the findings, Jovi …

Tamber Proctor – Customer Dispute Filed Involving Financial Advisor/Broker Tamber Proctor | Goodman & Nekvasil P.A. May Recover Investor Losses Tamber Proctor CRD # 4316378 Tamber Proctor a/k/a Tamber King Proctor was a previously licensed broker with Securities America, Inc. and LPL Financial LLC. According to Proctor’s BrokerCheck report, one customer dispute has been filed alleging sales practice violations against …