Dawei Wang – Financial Advisor/Broker Dawei Wang Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Dawei Wang CRD #4923452 Dawei Wang was a previously licensed financial advisor/broker with Merrill Lynch. According to Dawei Wang’s BrokerCheck Report, Dawei Wang was barred from the securities industry in January 2018. According to FINRA: Respondent Wang failed to respond to …

Simon Boowon Song (Simon Song) – Financial Advisor/Broker Simon Song Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Simon Song CRD #2909665 Simon Song was a previously licensed financial advisor/broker with AXA Advisors, LLC. According to Simon Song’s BrokerCheck Report, Simon Song was barred from the securities industry in January 2018. According to FINRA: Respondent Song …

Scott Alexander Markle (Scott Markle) – Financial Advisor/Broker Scott Markle Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Alexander Markle (Scott Markle) CRD #5335528 Scott Markle was a previously licensed financial advisor/broker with HD Vest Investment Services and LPL Financial LLC. According to Scott Markle’s BrokerCheck Report, Scott Markle  was barred from the securities industry …

Deanne M Lampe (Deanne Lampe) – Financial Advisor/Broker Deanne Lampe Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Deanne M Lampe (Deanne Lampe) CRD #5447416 Deanne Lampe was a previously licensed financial advisor/broker with Morgan Stanley. According to Deanne Lampe’s BrokerCheck Report, Deanne Lampe was barred from the securities industry in January 2018. According to FINRA: …

Robert Barry Jones (Robert Jones) – Financial Advisor/Broker Robert Jones Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Barry Jones (Robert Jones) CRD #2296192 Robert Jones was a previously licensed financial advisor/broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to Robert Jones’ BrokerCheck Report, Robert Jones was barred from the securities industry in …

Gary Dennis Ruiz (Gary Ruiz) – Financial Advisor/Broker Gary Ruiz Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Gary Dennis Ruiz (Gary Ruiz) CRD #2551366 Gary Ruiz was a previously licensed financial advisor/broker with Citigroup Global Markets, Inc. and Capital One Investment Services. According to Gary Ruiz’ BrokerCheck Report, Gary Ruiz was barred from the securities …

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Douglas Garrett (Matthew Garrett) CRD #6485387 Matthew Garrett was a previously licensed financial advisor/broker with MML Distributors LLC. According to Matthew Garrett’s BrokerCheck Report, Matthew Garrett was barred from the securities industry in December 2017. According to FINRA: …

Christian Desmond Fautz (Christian Fautz) – Financial Advisor/Broker Christian Fautz Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Christian Desmond Fautz (Christian Fautz) CRD #2622627 Christian Fautz was a previously licensed financial advisor/broker with AXA Advisors LLC. According to Christian Fautz’ BrokerCheck Report, Christian Fautz was barred from the securities industry in November 2017. According to FINRA: …

Brian Radoo – Customer Disputes Filed Involving Financial Advisor/Broker Brian Radoo | Goodman & Nekvasil P.A. May Recover Investor Losses Brian Radoo CRD #2558458 Brian Radoo is a previously licensed financial advisor/broker with Next Financial Group, Inc. Brian Radoo is also the Principal of SMB Holdings 1 LLC, W.U.R.M Assets LLC and Grouse Mountain Green, LLC. According to Brian Radoo’s …

Ryan Matthew Davis (Ryan Davis) – Broker Ryan Davis Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ryan Matthew Davis (Ryan Davis) CRD #6219294 Ryan Davis was a previously licensed financial advisor with Wells Fargo. According to FINRA, Ryan Davis was suspended from the securities industry for 18 months in July 2020. According to FINRA …