Christian Frank Lucchetto (Christian Lucchetto) – Broker Christian Lucchetto Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Christian Lucchetto a/k/a Christian Frank Lucchetto is currently a licensed broker with Arive Capital Markets. Lucchetto was a previously licensed broker with First Standard Financial Company LLC and Cape Securities Inc. Christian Lucchetto was fined $5,000 and was suspended from the securities industry for three months in February 2021.
According to FINRA Allegations:
Without admitting or denying the findings, Lucchetto consented to the sanctions and to the entry of findings that he excessively and unsuitably traded a customer’s account. The findings stated that Lucchetto recommended the trading in the customer’s account, and the customer followed Lucchetto’s recommendations. As a result, Lucchetto exercised de facto control over the customer’s account. Christian Lucchetto’s recommendations resulted in the customer paying $30,454.86 in commissions during the relevant period. Christian Lucchetto’s recommended trades also resulted in the customer’s account experiencing a realized loss of $64,402.09.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Lucchetto and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lucchetto’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Lucchetto and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/4/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.