Mike Patatian – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Mike Patatian a/k/a Megurditch Mike Patatian is a licensed financial advisor with Supreme Alliance LLC. Mike Patatian was previously licensed with Western International Securities. According to Mike Patatian’s BrokerCheck Report, Mike Patatian has been investigated by FINRA.
According to FINRA:
FINRA Case #20180572358: On July 30, 2020, FINRA made a preliminary determination to recommend that disciplinary action be brought against Patatian alleging violations of FINRA Rules 2111 and 2010, reasonable-basis suitability; Violation of FINRA Rules 2111 and 2010, customer-specific suitability; Violation of FINRA Rules 4511 and 2010, causing his member firm’s books and records to be inaccurate; Violation of FINRA Rule 2010, unethical conduct for impersonating a customer; and Violation of FINRA Rule 2010, unethical conduct for causing his firm to violate Regulation S-P.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Mike Patatian and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mike Patatian’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Mike Patatian and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/1/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.