Michael Shillin – Financial Advisor/Broker Shillin Barred by FINRA

Michael Shillin – Financial Advisor/Broker Shillin Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Michael Shillin a/k/a Michael Francis Shillin CRD #5927156

Michael Shillin was a previously licensed financial advisor/broker with Raymond James.  According to Michael Shillin’s BrokerCheck Report, Michael Shillin was barred from the securities industry in December 2020.

According to FINRA:

Shillin consented to the sanction and to the entry of findings that he refused to produce information or documents or give on-the-record testimony requested by FINRA. The findings stated that Shillin’s member firm filed a Form U5 stating that he had resigned while under investigation for creating and altering documents and e-mails designed to show the existence of a long term care insurance policy that did not exist, for directly making a series of payments to the beneficiary of the non-existent long term care insurance policy, and for making material misstatements and providing falsified/altered documents to firm personnel during the investigation in an apparent effort to explain the situation. The firm filed an amended Form U5 stating that a client had complained that Shillin made misrepresentations relating to the amount and source of expected dividends in his account.

Goodman & Nekvasil has received calls from customers who were placed into GWG Holdings L-Bonds by Shillin.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Michael Shillin and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael Shillin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Michael Shillin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/10/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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