ARUN KUMAR AGGARWAL – Suspended by FINRA FINRA suspended ARUN KUMAR AGGARWAL ARUN KUMAR AGGARWAL CRD#: 1658436 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ARUN KUMAR AGGARWAL (CRD#: 1658436), a formerly registered broker for Morgan Stanley, in Raleigh, NC, has been suspended from the securities industry. Aggarwal consented to the sanctions and to …

James Dickie – Suspended by FINRA FINRA suspended James Dickie JAMES R DICKIE JAMES ROBERT DICKIE, JAMES DICKIE CRD#: 4465359 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES R DICKIE (CRD#: 4465359), a formerly registered broker for SOUTHEAST INVESTMENTS, N.C., INC., in Charlotte, NC, has been suspended from the securities industry. Dickie consented to the …

Scott Bremus – Suspended by FINRA FINRA suspended Scott Bremus SCOTT MICHAEL BREMUS CRD#: 4073006 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SCOTT MICHAEL BREMUS (CRD#: 4073006), a formerly registered broker for LPL FINANCIAL LLC, in Dacula, GA , has been suspended from the securities industry. Bremus consented to the sanctions and to the …

Justin Maher – Suspended by FINRA FINRA suspended Justin Maher. JUSTIN THOMAS MAHER CRD#: 5504995 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JUSTIN THOMAS MAHER (CRD#: 5504995), a formerly registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, in New Haven, CT, , has been suspended from the securities industry. Maher consented to the sanctions and …

James Michael Green – Barred by FINRA FINRA barred James Michael Green. James Michael Green CRD#: 4955243 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   James Green (CRD#: 4955243), a formerly registered broker for Edward Jones, in CHISAGO CITY, MN, has been barred from the securities industry. Goodman & Nekvasil, P.A., is investigating brokers …

Jorge Hernandez – Barred by FINRA FINRA barred Jorge Hernandez. jorge hernandez CRD#: 5340171 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Jorge Hernandez (CRD#: 5340171), a formerly registered broker for GRADIENT SECURITIES, LLC , in Glendora, CA, has been barred from the securities industry. Goodman & Nekvasil, P.A., is investigating brokers who may have …

Robert Logan Jones – Barred by FINRA FINRA barred Robert Logan Jones. ROBERT L JONES BOB JONES, Robert Logan Jones CRD#: 2771452 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Bob Jones (CRD#: 2771452), a formerly registered broker for EDWARD JONES, in Kissimmee, FL, has been barred from the securities industry. Goodman & Nekvasil, P.A., …

JAMES P PELLETIERE – Barred by FINRA FINRA barred JAMES P PELLETIERE. JAMES P PELLETIERE JAMES P PELLETIERE, JAMES PAUL PELLETIERE JR, JAMES PAUL PELLETIERE CRD#: 2628708 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   James Paul Pelletiere (CRD#: 2628708), a formerly registered broker for PRUCO SECURITIES, LLC., in Downers Grove, IL, has been barred …

Adriano Schultz – Barred by FINRA FINRA barred Adriano Schultz. Adriano Schultz ADRIANO PETER SCHULTZ CRD#: 6110664 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ADRIANO PETER SCHULTZ (CRD#: 6110664), a formerly registered broker for J.P. MORGAN SECURITIES LLC, in Reno, NV, has been barred from the securities industry. Goodman & Nekvasil, P.A., is investigating …

John Rabulan – Barred by FINRA FINRA barred John Rabulan.. John Celon Rabulan CRD#: 6946631 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   John Celon Rabulan(CRD#: 6946631), a formerly registered broker for NYLIFE SECURITIES LLC, in Norfolk, VA, has been barred from the securities industry. Goodman & Nekvasil, P.A., is investigating brokers who may have …