GPB Waste Management LP   – Goodman & Nekvasil, P.A., May Recover Investor Losses GPB Waste Management LP Judge honors SEC’s request to place GPB Capital Holdings, LLC (“GPB Capital”) and affiliated entities into receivership.  The SEC press release gives more detail and has a link to the SEC complaint. Goodman & Nekvasil is representing investors who purchased GPB Waste …

Jack Fisher – 25 Years in Prison for Promoting “abusive” Syndicated Conservation Easements DOJ announces sentencing for Jack Fisher. Jack Fisher – Sentenced to 25 years in prison. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser involving a syndicated conservation easement.   Jack Fisher, a certified public accountant, was sentenced to 25 years in …

Charles Castro – Investigated by FINRA FINRA investigates Charles Castro CHARLES CHRISTOPHER CASTRO CRD#: 5556780 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHARLES CHRISTOPHER CASTRO (CRD#: 5556780), a registered broker for DAVID LERNER ASSOCIATES, INC., in White Plains, NY, was investigated by FINRA. On November 27, 2023, FINRA made a preliminary determination to recommend …

Michael MacLean – Suspended by FINRA FINRA suspended Michael MacLean Michael MacLean MICHAEL J MACLEAN CRD#: 5457640 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MICHAEL J MACLEAN (CRD#: 5457640), a registered broker for GROVE POINT INVESTMENTS, LLC, in Worcester, MA, was suspended by FINRA. MacLean consented to the sanctions and to the entry of …

Ronald Morse – Suspended by FINRA FINRA suspended Ronald Morse RONALD LEWIS MORSE CRD#: 341008 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RONALD LEWIS MORSE (CRD#: 6386081), a registered broker for DAVID LERNER ASSOCIATES, INC., in White Plains, NY, was suspended by FINRA. Morse consented to the sanctions and to the entry of …

Luke Lanister – Terminated  by GROVE POINT INVESTMENTS, LLC Grove Point Investments, LLC  Terminated Luke Lanister Luke Lannister Luke FOSTER Lannister, LUCAS FOSTER SEWARD, Lucas Seward CRD#: 6317373 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Luke Foster Lannister (CRD#: 6317373), a  formerly registered broker for Grove Point Investments, LLC, in Rockville, MD, was terminated.  …

Kevin Zappia – Was Suspended by FINRA FINRA suspended Kevin Zappia KEVIN ANTHONY ZAPPIA CRD#: 1360824 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KEVIN ANTHONY ZAPPIA (CRD#: 1360824), a registered broker for THE INVESTMENT CENTER, INC., in MANLIUS, NY, was suspended by FINRA. Zappia consented to the sanctions and to the entry of findings that …

RICK LEININGER – Was Suspended by FINRA FINRA suspended Rick Leininger RICHARD EVANS LEININGER RICK LEININGER CRD#: 809473 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RICHARD EVANS LEININGER (CRD#: 809473), a registered broker for THE INVESTMENT CENTER, INC., in Freeport, IL, was suspended by FINRA. Leininger consented to the sanctions and to the entry …

Todd Mezrah – Discharged by M Holdings Securities, Inc. M Holdings Securities, Inc. Discharged Todd Mezrah TODD MORRIS MEZRAH CRD#: 2313891 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TODD MORRIS MEZRAH (CRD#: 2313891), a registered broker for LION STREET FINANCIAL, LLC, in Tampa, FL, was terminated from his former employer, M Holdings Securities, Inc.. …

Lee Generous – Suspended by FINRA FINRA suspended Lee Generous LEE MICHAEL GENEROUS CRD#: 5765351 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LEE MICHAEL GENEROUS (CRD#: 5765351), a formerly registered broker for LPL FINANCIAL LLC , in Braintree, MA, has been suspended from the securities industry. Generous consented to the sanctions and to the …