Jim Geake Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Jim Geake has multiple investor complaints. JAMES ANDREW GEAKE JIM GEAKE CRD#: 2629008 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES ANDREW GEAKE (CRD#: 5502866), a  registered broker for MADISON AVENUE SECURITIES, LLC, in Skokie, Illinois, has an …

Randy Heller – Termination after AUSDAL FINANCIAL PARTNERS, INC. Allegations Ausdal Financial Partners Inc. allows Randy Heller to resigns after employer allegations. RANDALL ALAN HELLER RANDY HELLER CRD#: 1209975 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RANDALL ALAN HELLER (CRD#: 1209975), a former broker for Ausdal Financial Partners Inc., in Oak Lawn, Illinois, was …

Greg Howell Terminated – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Greg Howell Terminated. GREGORY JOSEPH HOWELL GREG HOWELL, GREGORY JOSEPH HOWELL MR, GREGORY HOWELL CRD#: 4225065 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   GREGORY JOSEPH HOWELL(CRD#: 4225065), a  former broker for KCD FINANCIAL, INC, in Green Bay, Wisconsin was permitted …

Steven Hirata Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Steven Hirata is Barred by FINRA from selling securities. STEVEN KIYOTO HIRATA CRD#: 1188927 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEVEN KIYOTO HIRATA (CRD#: 1188927), a formerly registered broker for PFS INVESTMENTS INC., in Fresno, CA,  has …

Thomas Swan Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Western International Securities Broker, Thomas Swan has multiple investor complaints. Thomas Brian Swan CRD#: 1698430 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Thomas Brian Swan (CRD#: 1698430), a registered broker for Western International Securities, in Westlake Village, CA,  has …

David Glaze  – Charged with PETIT THEFT – Goodman & Nekvasil, P.A., May Recover Investor Losses RAYMOND JAMES & ASSOCIATES, INC. Broker, David Glaze is Charged with PETIT THEFT. DAVID EDWIN GLAZE DAVE EDWIN GLAZE CRD#: 5001233 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DAVID EDWIN GLAZE (CRD#: 5001233), a  registered broker for RAYMOND JAMES & …

Jonathan Mayer – Has a Customer Complaint A customer filed a complaint against Jonathan Mayer Jonathan Arthur Mayer CRD#: 6878627 Call 800-500-4442 if you loaned money to Jonathan Arthur Mayer. Jonathan Arthur Mayer (CRD#: 6878627), a formerly registered broker for PROFOR ADVISORS, in Rye Brook, NY,  is being suspended from the securities industry.  Mayer submitted a Letter of Acceptance, Waiver, and Consent …

Helen Grace Caldwell – Barred by FINRA and Charged in Federal Court FINRA barred Helen Grace Caldwell HELEN GRACE CALDWELL HELEN GRACE CORPUZ CRD#: 1957501 Call 800-500-4442 if you invested in Caldwell’s Film Production Company, Canal Productions, LLC. HELEN GRACE CALDWELL (CRD#: 1957501), a formerly registered broker for WELLS FARGO CLEARING SERVICES, LLC, in Chicago, IL, has been barred from the securities …

GPB NYC Development, LP  – Goodman & Nekvasil, P.A., May Recover Investor Losses GPB NYC Development, LP Judge honors SEC’s request to place GPB Capital Holdings, LLC (“GPB Capital”) and affiliated entities into receivership.  The SEC press release gives more detail and has a link to the SEC complaint. Goodman & Nekvasil is representing investors who purchased GPB NYC Development, …

Armada Waste Management, LP  – Goodman & Nekvasil, P.A., May Recover Investor Losses Armada Waste Management, LP Judge honors SEC’s request to place GPB Capital Holdings, LLC (“GPB Capital”) and affiliated entities into receivership.  The SEC press release gives more detail and has a link to the SEC complaint. Goodman & Nekvasil is representing investors who purchased Armada Waste Management, …