KEVIN O’SULLIVAN Has A Pending Oil & Gas Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses COMMONWEALTH FINANCIAL NETWORK investment adviser, KEVIN O’SULLIVAN Has A Pending Oil & Gas Investor Complaint. KEVIN PATRICK O’SULLIVAN KEVIN P. O’SULLIVAN, KEVIN P. SULLIVAN CRD#: 4499275 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. …
WALTER FRANK WILLIAMS Has A Pending Oil & Gas Investor Complaint – May Recover Investor Losses
WALTER FRANK WILLIAMS Has A Pending Oil & Gas Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses COMMONWEALTH FINANCIAL NETWORK investment adviser, WALTER FRANK WILLIAMS Has A Pending Oil & Gas Investor Complaint. WALTER FRANK WILLIAMS WALTER F WILLIAMS CRD#: 3048934 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. WALTER …
CHAD FAULKENBERRY Has Multiple Investor Complaints – Goodman & Nekvasil, P.A.
CHAD FAULKENBERRY Has Multiple Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses JOURNEY STRATEGIC WEALTH LLC investment adviser, CHAD FAULKENBERRY Has Multiple Investor Complaints. CHAD DWIGHT FAULKENBERRY CHAD D FAULKENBERRY CRD#: 4827957 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. CHAD DWIGHT FAULKENBERRY (CRD#: 4827957), a previously registered representative for …
GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades – Goodman & Nekvasil, P.A.
GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades – Goodman & Nekvasil, P.A. May Recover Investor Losses Former AEGIS CAPITAL CORP. investment adviser, GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades. GARY STEVEN COSTELLO GARY STEVEN COSTELLO II, Gary Steven Costello CRD#: 6117388 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. …
SEC Files Complaint Against ERIC COBB – May Recover Investor Losses
SEC Files Complaint Against ERIC COBB – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Files Complaint Against ERIC COBB alleging that Cobb, a former investment adviser representative, engaged in a long-running and fraudulent trade allocation scheme, commonly referred to as “cherry-picking”-from at least approximately January 2019, and continuing to at least mid-April 2022. The SEC is alleging that …
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A.
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES investment adviser, Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation. Jeffrey Thomas Higgins CRD#: 2871443 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Jeffrey Thomas Higgins (CRD#: 2871443), a former registered representative for …
JUSTIN PAGEL Suspended by FINRA – Goodman & Nekvasil, P.A.
JUSTIN PAGEL Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses Former FELTL & COMPANY broker, JUSTIN PAGEL Suspended by FINRA. JUSTIN WILLIAM PAGEL CRD#: 2554168 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Without admitting or denying the findings, Pagel consented to the sanction and to the entry of …
DANIEL DENO Charged With Theft & Fraud – Goodman & Nekvasil, P.A.
DANIEL DENO Charged With Theft & Fraud – Goodman & Nekvasil, P.A., May Recover Losses DANIEL DENO Charged With Theft & Fraud. The former investment adviser for LPL Financial LLC also consented to a bar from associating with any FINRA member in all capacities. DANIEL Ray DENO DANIEL DENO, Daniel Ray Deno CRD#: 6674802 Call 800-500-4442 if you think that …
Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock – May Recover Investor Losses
Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock – Goodman & Nekvasil, P.A. May Recover Investor Losses Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock. DONALD RALPH HANCOCK CRD#: 828811 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. DONALD RALPH HANCOCK (CRD#: 828811), …
LUIS NIN Has An Investor Complaint – Goodman & Nekvasil, P.A.
LUIS NIN Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former UBS FINANCIAL SERVICES INC. investment adviser, LUIS NIN Has An Investor Complaint. LUIS E NIN CRD#: 4372587 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. LUIS E NIN (CRD#: 4372587), a formerly registered representative for UBS FINANCIAL …