Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock – Goodman & Nekvasil, P.A. May Recover Investor Losses
Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock.
CRD#: 828811
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
DONALD RALPH HANCOCK (CRD#: 828811), a registered representative for MOLONEY SECURITIES CO., INC. in MANCHESTER, MO, has a pending customer complaint. According to FINRA’s BrokerCheck, customer allegations are Suitability/negligence. 2021
The SEC investigation was in connection with the recommendations of corporate bonds called L Bonds offered by GWG Holdings, Inc. (GWG) to retail customers.
Goodman & Nekvasil, P.A. is representing multiple investors who purchased high-risk GWG L-Bonds from their financial advisers.
Customer Files Complaint After SEC Issues Cease and Desist for Broker, Donald Hancock.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/16/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.