SEC Files Complaint Against ERIC COBB – May Recover Investor Losses

SEC Files Complaint Against ERIC COBB – Goodman & Nekvasil, P.A. May Recover Investor Losses

SEC Files Complaint Against ERIC COBB alleging that Cobb, a former investment adviser representative, engaged in a long-running and fraudulent trade allocation scheme, commonly referred to as “cherry-picking”-from at least approximately January 2019, and continuing to at least mid-April 2022.

The SEC is alleging that

ERIC MCKENZIE COBB
CRD#: 2623064

Call 800-500-4442 if you think your accounts were excessively traded and have losses.

According to the SEC’s complaint, Eric Cobb benefitted himself to the tune of approximately $170,000 in net illicit profits while betraying his fiduciary obligations to his advisory clients, and causing them approximately $188,000 in aggregate losses.

ERIC MCKENZIE COBBCRD#: 2623064

SEC Files Complaint Against ERIC COBB.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended Drive Planning, LLC to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 2/04/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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