CASEY ARUNDEL Terminated After UBS FINANCIAL SERVICES INC. Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses CASEY ARUNDEL Terminated After UBS FINANCIAL SERVICES INC. Allegations. Casey Arundel CASEY M ARUNDEL, CASEY MICHAEL ARUNDEL, CASEY ARUNDEL CRD#: 4925418 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker. CASEY MICHAEL ARUNDEL (CRD#: 4925418), a …
VICTORIA NGUYEN Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
VICTORIA NGUYEN Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MCADAM LLC Investment Adviser, VICTORIA NGUYEN Has An Investor Complaint. VICTORIA THU-VAN PAZZALIA VICKY THU-VAN NGUYEN, VICTORIA THU-VAN NGUYEN, VICTORIA NGUYEN CRD#: 5920806 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. VICTORIA THU-VAN PAZZALIA (CRD#: …
SIAMAK EGHLIDI Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
SIAMAK EGHLIDI Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CALTON & ASSOCIATES, INC. registered representative, SIAMAK EGHLIDI Has An Investor Complaint. SIAMAK EGHLIDI CRD#: 1596968 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. SIAMAK EGHLIDI (CRD#: 1596968), a broker for CALTON & ASSOCIATES, INC., …
AMY BRANDTS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
AMY BRANDTS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC., Investment Adviser AMY BRANDTS Has An Investor Complaint. AMY ANN BRANDTS AMY A BRANDTS, AMY ANN FEREZAN CRD#: 1228497 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. AMY ANN BRANDTS …
BRANDON LY Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
BRANDON LY Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former WELLS FARGO CLEARING SERVICES, LLC, Investment Adviser BRANDON LY Has An Investor Complaint. HUNG BRANDON LY BRANDON HUNG LY, BRANDON LY CRD#: 5500875 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. HUNG BRANDON LY …
RONALD RITROVATO Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
RONALD RITROVATO Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former CADARET GRANT & CO INC, Investment Adviser RONALD RITROVATO Has An Investor Complaint. RONALD RALPH RITROVATO CRD#: 1474331 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. RONALD RALPH RITROVATO (CRD#: 1474331), a former broker …
PETER GOFFIN Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
PETER GOFFIN Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former NEWBRIDGE FINANCIAL SERVICES GROUP, INC, Investment Adviser PETER GOFFIN Has An Investor Complaint. PETER LEWIS GOFFIN PETER L GOFFIN CRD#: 1617710 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. PETER LEWIS GOFFIN (CRD#: 1617710), …
ALEX KLINE Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
ALEX KLINE Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Duncan Financial Group Senior Vice President, ALEX KLINE Has An Investor Complaint. ALEXANDER PATRICK KLINE CRD#: 1271785 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. ALEXANDER PATRICK KLINE (CRD#: 1271785), a broker for CAMBRIDGE INVESTMENT …
MARK SULLIVAN Terminated After UBS FINANCIAL SERVICES INC. Allegations – May Recover Investor Losses
MARK SULLIVAN Terminated After UBS FINANCIAL SERVICES INC. Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses MARK SULLIVAN Terminated After UBS FINANCIAL SERVICES INC. Allegations. 8/7/26 UPDATE: FINRA Suspension and Allegations: Between January 2021 and June 2024, Sullivan exercised discretion without prior written authorization in connection with 581 transactions in accounts held by two customers. As a result, …
ELISHA WEISS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
ELISHA WEISS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC investment adviser, ELISHA WEISS Has An Investor Complaint. ELISHA WEISS EUSHA WEISS CRD#: 47852301442 Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser. ELISHA WEISS (CRD#: 47852301), a registered representative for EQUITABLE ADVISORS, LLC, …