Goodman & Nekvasil P.A., May Recover Investor Losses – Nick Hsieh a/k/a Hsiao Nuog Hseih and Hsiao Hsieh, Fired by Wells Fargo Advisors, LLC  From 2009 until Nick Hsieh’s firing in 2013, Nick Hsieh was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Nick Hsieh was fired by Wells Fargo Advisors, LLC on April 16, 2013. Wells Fargo Advisors, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Martin Harman (Bob Harman) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2014 until Bob Harman’s firing in 2015, Bob Harman was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bob Harman was previously licensed with State Farm VP Management Corp. and ING Financial Partners, Inc. According to …

Goodman & Nekvasil P.A., May Recover Losses on Natural Resources Gateway Group and/or Other Investments – Daniel Lee Hudson (Daniel Hudson) Formerly Licensed with Pruco Securities, LLC and Suspended from Securities Industry From 2000 until 2012, Daniel Hudson was licensed with Pruco Securities, LLC. According to FINRA’s records, Daniel Hudson resigned from Pruco Securities, LLC on January 27, 2012. Pruco Securities, …

Colleen Geraghty – Financial Advisor Colleen Geraghty Discharged by Pruco Securities, LLC | Goodman & Nekvasil, PA May Recover Investor Losses Colleen Geraghty CRD #6375688 From 2015 until Colleen Geraghty’s firing in 2017, Colleen Geraghty was licensed with Pruco Securities, LLC. Colleen Geraghty was previously licensed with Princor Financial Services Corporation. According to FINRA’s records, Colleen Geraghty was fired by …

Shawn Sapp – Financial Advisor Shawn Sapp Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Shawn Sapp CRD #4913087 From 2007 until Shawn Sapp’s resignation in 2013, Shawn Sapp was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Shawn Sapp resigned from Ameriprise Financial Services, Inc. on January 14, 2013. Ameriprise Financial Services, …

Goodman & Nekvasil P.A., May Recover Options Losses – Nazeeh I. Aranki (Nazeeh Aranki) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc.  From 2009 until Nazeeh Aranki’s firing in 2012, Nazeeh Aranki was licensed with Ameriprise Financial Services, Inc. Nazeeh Aranki is now licensed with Western International Securities, Inc. According to FINRA’s records, Nazeeh Aranki was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC  From 2015 until Darren Allen’s firing in 2016, Darren Allen was licensed with Wells Fargo Advisors, LLC. Darren Allen was previously licensed with J.P. Morgan Securities LLC and Chase Investment Services Corp. According to FINRA’s records, Darren Allen was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Kenneth Stephens (Robert Stephens) Permitted to Resign from Allstate Financial Services, LLC  From 2000 until Robert Stephens’ resignation in 2015, Robert Stephens was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Robert Stephens was permitted to resign from Allstate Financial Services, LLC on July 16, 2015. Allstate Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Randall A. Samson (Randall Samson) Barred from Securities Industry and Resigned from Ameriprise Financial Services, Inc.  From 1996 until Randall Samson’s resignation in 2014, Randall Samson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Randall Samson resigned from Ameriprise Financial Services, Inc. on April 1, 2014. Ameriprise Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Keith Roos (Edward Roos) a/k/a E. Keith Roos Suspended from Securities Industry and Fired by LPL Financial LLC From 2011 until Edward Roos’ firing in 2014, Edward Roos was licensed with LPL Financial LLC. According to FINRA’s records, Edward Roos was fired by LPL Financial LLC on April 25, 2014. LPL …