John Maccoll – John Cochran Maccoll, Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses John Maccoll, John Cochran Maccoll CRD # 839441 Securities and Exchange Commission Charges John Maccoll, Formerly Licensed with UBS Financial Services, Inc. The Securities and Exchange Commission announced that it has charged John Maccoll, a former registered representative with UBS Financial Services, Inc. …

Call Goodman & Nekvasil, P.A. Today | Dan Rudden and Financial Visions Involved in Ponzi Scheme Dan Rudden, Financial Visions Inc., Financial Visions West, LLC, Financial Visions West1, committed securities fraud by operating a Ponzi scheme, according to SEC allegations. The SEC alleges that from approximately 2001 through approximately July 2018, the Financial Visions Companies raised as much as $55 million …

Goodman & Nekvasil, P.A. May Recover Investor Losses – Asterias Biotherapeutics, Inc. (AST) Asterias Biotherapeutics, Inc. (AST) is a biotechnology company focusing in the cutting-edge field of regenerative medicine. The company was originally known as BioTime Acquisition Corporation but changed its name in 2013. Recently issued securities such as Asterias Biotherapeutics, Inc. tend to be more volatile than established securities …

Goodman & Nekvasil, P.A., May Recover Investor Losses – VelocityShares Daily Inverse VIX Short-Term ETN (XIV) VelocityShares Daily Inverse VIX Short-Term ETN (XIV) is a high-risk, exchange-traded security that is supposed to give the opposite return of the Cboe Volatility Index (VIX). According to CNBC, a Swiss Bank (Credit Suisse) has taken the product off the market. According to CNBC, …

Goodman & Nekvasil, P.A., Is Investigating Investor Claims Concerning Puerto Rico Bonds – Puerto Rico Bond Losses Goodman & Nekvasil, P.A., has been contacted by investors in Puerto Rico Bonds who are very concerned that they have lost some or all their investment. The value of Puerto Rico bonds have fallen considerably. By August 2015, the Puerto Rican government had defaulted on major …

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Christopher Todd Wendel (Chris Wendel) Financial Advisor, Fired by SA Stone Wealth Management Inc. From 2014 until Chris Wendel’s firing in 2017, Chris Wendel was licensed with SA Stone Wealth Management Inc. According to FINRA’s records, Chris Wendel was fired by SA Stone Wealth Management Inc. on …

Goodman & Nekvasil, P.A. May Recover Investor Losses – Hard Rock Exploration, Inc.  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Hard Rock Exploration, Inc. out of Charleston, West Virginia. Even though high …

Goodman & Nekvasil P.A., May Recover Investor Losses – John Phillip Correnti (John Correnti) Fired by AXA Advisors LLC and Barred from Securities Industry  From October 2015 until John Correnti’s firing in July 2016, John Correnti was licensed with AXA Advisors LLC. John Correnti was previously licensed with Forest Securities, Inc., Arive Capital Markets and MVP Financial, LLC. According to FINRA’s …

Goodman & Nekvasil, P.A. May Recover Investor Losses – EV Energy Partners, L.P. (EVEP) files for Chapter 11 Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including EV Energy Partners. EV Energy Partners, …