Leona Parsons – Financial Advisor Leona Parsons Barred from Securities Industry

Goodman & Nekvasil P.A., May Recover Investor Losses |  Leona Parsons – Financial Advisor Leona Parsons Barred from Securities Industry 

Leona Parsons CRD #6164352

Leona Parsons was a previously licensed financial advisor with J.P. Morgan Securities LLC. FINRA reports that Leona Parsons was barred from the securities and investment banking industry in May 2018.

ACCORDING TO FINRA: Leona Parsons consented to the sanction and to the entry of findings that she refused to appear for on-the-record testimony requested by FINRA in connection with its investigation regarding allegations in a Form U5 her member firm had filed for her. The findings stated that the Form U5 filed for Leona Parsons stated that the firm’s affiliate bank had terminated her employment because Parsons, in the capacity of an affiliate bank employee, assisted an affiliate bank customer with several bank account withdrawals, and allegedly failed to provide the full amount of the withdrawal to the customer. In addition, some of the withdrawal slips were used without the customer’s signature.

If you lost any money on investments with Leona Parsons, you may be able to recover your losses. If you lost money on investments with Leona Parsons and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Leona Parsons’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Leona Parsons and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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