Intertech Solutions, Inc., William Scott Marshall and David Michael Naylor – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Intertech Solutions, Inc., William Scott Marshall and David Michael Naylor The Securities and Exchange Commission has charged Intertech Solutions, Inc. and its principals with conducting a multi-million dollar offering fraud. The SEC alleges that Nevada-based microcap …

Marcus Duane Parker (Marcus Parker) Barred from Securities Industry, Formerly Licensed with Wells Fargo Clearing Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses Marcus Parker was licensed with Wells Fargo Clearing Services, LLC from 2008 until 2017. Marcus Parker was barred from the securities and investment banking industry on February 16, 2018. FINRA reports that Marcus Parker …

Brett Ashy, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brett Ashy CRD #5794420 From 2015 until Brett Ashy’s discharge in 2016, Brett Ashy was licensed with MWA Financial Services, Inc. Brett Ashy was previously licensed with NYLife Securities LLC. According to FINRA’s records, Brett Ashy was discharged from MWA Financial Services, Inc. …

Francis Gendlek – Financial Advisor Francis Gendlek Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Francis Gendlek CRD #1054226 From 2006 until 2014, Francis Gendlek was licensed with TFS Securities, Inc. From 2015 until 2016, Francis Gendlek was licensed with IFS Securities. According to FINRA’s records, Francis Gendlek was permitted to resign from IFS Securities, Inc. …

David Olson – David Warren Olson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses From 2010 until David Olson’s discharge in 2016, David Olson was licensed with Morgan Stanley in St. Petersburg, Florida. According to FINRA’s records, David Olson was discharged from Morgan Stanley on December 20, 2016. Morgan Stanley reported to FINRA …

Mark Kaplan – Financial Advisor Mark Kaplan Barred from Securities Industry  | Goodman & Nekvasil, P.A. May Recover Investor Losses Mark Kaplan CRD #1978048 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Mark Kaplan. According to FINRA, Mark Kaplan was barred from the securities industry on March 7, 2018. FINRA reports that Mark Kaplan …

David Barber –  Financial Advisor David Barber Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Investor Losses David Barber CRD #1165082 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with David Barber. According to FINRA, David Barber was barred from the securities industry on March 6, 2018. FINRA reports that FINRA …

Herbert Voss – Financial Advisor Herbert Voss Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Herbert Voss CRD #1014475 From 2009 until Herbert Voss’ discharge in 2018, Herbert Voss was licensed with Stockcross Financial Services, Inc. According to FINRA’s records, Herbert Voss was discharged from Stockcross Financial Services, Inc. on May 23, 2018 relating to unauthorized option …

Jonathan Sweeney – Jonathan George Sweeney – Barred from Securities Industry, Formerly Licensed with Navy Federal Brokerage Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2011 until Jonathan Sweeney’s discharge in 2016, Jonathan Sweeney was licensed with Navy Federal Brokerage Services, LLC. According to FINRA’s records, Jonathan Sweeney was discharged from Navy Federal Brokerage Services, LLC …

Joseph Pratte – Financial Advisor Joseph Pratte Barred from Securities Industry  | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Pratte CRD #818045 From 1982 until Joseph Pratte’s discharge in 2017, Joseph Pratte was licensed with Signator Investors, Inc. According to FINRA’s records, Joseph Pratte was discharged from Signator Investors, Inc. on December 18, 2017. Signator Investors, Inc. reported …