Goodman & Nekvasil P.A., May Recover Investor Losses | Abraham Heimann, Customer Disputes Settled Involving Financial Advisor Abraham Heimann was formerly licensed with Cetera Advisors, LLC in Alpharetta, Georgia. According to Abraham Heimann’s CRD, 8 customer disputes were settled involving Abraham Heimann’s conduct. Among other allegations, claimant(s) allege mishandling of account, unsuitable energy sector investments, breach of fiduciary duty and negligence. …

Goodman & Nekvasil P.A., May Recover Investor Losses | Stu Godin – Stuart Myles Godin, Customer Disputes Settled Involving Financial Advisor Stu Godin is currently licensed with Western International Securities, Inc. in Los Angeles, California. Stu Godin was previously licensed with Financial West Group and RBC Capital Markets, LLC. According to Stu Godin’s CRD, 5 customer disputes were settled involving Stu …

Goodman & Nekvasil P.A., May Recover Investor Losses | John White – John Robert White, Financial Advisor Suspended from Securities Industry John White is a currently licensed financial advisor with Frederick & Company, Inc in Pewaukee, Wisconsin. John White was previously licensed with Growth Capital Services, Inc. and ARI Financial Services, Inc. FINRA reports that John White was suspended from the …

Goodman & Nekvasil P.A., May Recover Investor Losses | Bradley Freimark – 20 Customer Disputes Settled Involving Financial Advisor Bradley Freimark Bradley Freimark CRD #2883389 Bradley Freimark was previously licensed with Proequities, Inc. in Otsego, Minnesota. According to Bradley Freimark’s CRD, 20 customer disputes were filed involving Bradley Freimark’s conduct. Among other allegations, claimant(s) allege negligence, fraud, breach of fiduciary duty …

Goodman & Nekvasil P.A., May Recover Investor Losses | Dan Pugel – Daniel Edward Pugel, Financial Advisor Resigned from Firm Dan Pugel was a formerly licensed financial advisor with LPL Financial LLC in Seattle, Washington. LPL Financial LLC reported to FINRA that Dan Pugel resigned on March 20, 2017. LPL Financial LLC reported to FINRA that Dan Pugel allegedly violated investment-related …

Goodman & Nekvasil P.A., May Recover Investor Losses | Peter Cunningham, Sanctions Sought by State of Massachusetts against Financial Advisor Peter Cunningham Peter Cunningham CRD #2400211 Peter Cunningham is a currently licensed financial advisor with Stockcross Financial Services, Inc. in Beverly Hills, CA. The Massachusetts Securities Division reported to FINRA that they are seeking sanctions against Peter Cunningham. The Massachusetts Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses | Dexter Thomas – Financial Advisor Dexter Thomas Discharged from Firm  Dexter Thomas Financial Advisor CRD #1074222 Dexter Thomas was a formerly licensed financial advisor with United Planners’ Financial Services of America, LPL Financial LLC and National Planning Corporation in Dallas, Texas. United Planners Financial Services of America reported to FINRA that Dexter …

Goodman & Nekvasil P.A., May Recover Investor Losses | Jim Bylenga, Financial Advisor Barred from Securities Industry Jim Bylenga was a previously licensed financial advisor with LPL Financial LLC and Comerica Securities in Portage and Kalamazoo, Michigan. FINRA reports that Jim Bylenga was barred from the securities and investment banking industry in April 2019. ACCORDING TO FINRA: Jim Bylenga consented to the …

Goodman & Nekvasil P.A., May Recover Investor Losses | James Bylenga – Financial Advisor Barred from Securities Industry James Bylenga CRD #705143 James Bylenga was a previously licensed financial advisor with LPL Financial LLC and Comerica Securities in Portage and Kalamazoo, Michigan. FINRA reports that James Bylenga was barred from the securities and investment banking industry in April 2019. ACCORDING TO …

James Eichner –  Financial Advisor James Eichner Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses James Eichner CRD #3221851 James Eichner was a formerly licensed financial advisor with Allied Millennial Partners, LLC and National Securities Corporation in New York. FINRA reports that James Eichner was suspended from the securities industry for 45 days on April …