Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From 2013 until Thomas Vigil’s firing in 2014, Thomas Vigil was licensed Signator Investors, Inc. Thomas Vigil was also licensed with Investors Capital Corp. and MetLife Securities, Inc. Thomas Vigil is now licensed for Infinity Financial …
Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc. From 2012 until Matthew Smith’s firing in 2016, Matthew Smith was licensed with Proequities, Inc. Matthew Smith is now licensed with First Heartland Capital, Inc. According to FINRA’s records, Matthew Smith was fired by …
Cyrus Lamont Hancock (Cyrus Hancock) Fired by Investors Capital Corp. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Cyrus Lamont Hancock (Cyrus Hancock) Fired by Investors Capital Corp. and Barred from Securities Industry From 2013 until Cyrus Hancock’s firing in 2015, Cyrus Hancock was licensed with Investors Capital Corp. Cyrus Hancock was also licensed with ELE Wealth Advisors, Inc. and Dempsey Lord Smith, LLC. According to FINRA’s records, Cyrus Hancock …
Gregory James Bolduc (Gregory Bolduc) Formerly Licensed with Unionbanc Investment Services, LLC, Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory James Bolduc (Gregory Bolduc) Formerly Licensed with Unionbanc Investment Services, LLC, Suspended from Securities Industry From 2012 until 2013, Gregory Bolduc was licensed with Unionbanc Investment Services, LLC. Gregory Bolduc was also licensed with Securities America, Inc. and Wells Fargo Advisors, LLC. According to FINRA’s records, Gregory Bolduc resigned from Unionbanc …
Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities
Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities – Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc. From 2014 until Joshua Allen’s firing in 2016, Joshua Allen was licensed with Securities America, Inc. Joshua Allen was previously licensed with Oppenheimer & Co. Inc. and Invest Financial Corporation. Joshua Allen is now licensed with United Planners’ …
Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry From 2010 until Benjamin Pritchett’s firing in 2015, Benjamin Pritchett was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Benjamin Pritchett was fired by Wells Fargo Advisors, LLC on August 14, 2015. Wells Fargo …
Malcolm Meikle – Financial Advisor Malcolm Meikle Suspended from Securities Industry
Malcolm Meikle – Financial Advisor Malcolm Meikle Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Malcolm Meikle CRD #331313 From 1982 until Malcolm Meikle’s firing in 2013, Malcolm Meikle was licensed by Pruco Securities, LLC. According to FINRA’s records, Malcolm Meikle was fired by Pruco Securities, LLC on July 1, 2013. Pruco Securities, LLC reported to …
Karen Marie Hallmer (Karen Hallmer) a/k/a Karen Marie Janak and Karen Marie Pokonosky, Fired by J.P. Morgan Chase Bank, N.A. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Karen Marie Hallmer (Karen Hallmer) a/k/a Karen Marie Janak and Karen Marie Pokonosky, Fired by J.P. Morgan Chase Bank, N.A. From 2015 until Karen Hallmer’s firing in 2017, Karen Hallmer was licensed with J.P. Morgan Securities LLC. Karen Hallmer was previously licensed with Securities America, Inc. and Country Capital Management Company. According …
David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc. From 2004 until 2017, David Lakis was licensed with Harbour Investments, Inc. According to FINRA’s records, David Lakis resigned from Harbour Investments, Inc. on September 19, 2017. Harbour Investments, Inc. reported to FINRA that David Lakis was accused of failing to …
James Michael Kerin (James Kerin) Formerly Licensed with Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – James Michael Kerin (James Kerin) Formerly Licensed with Pruco Securities, LLC From 2013 until 2015, James Kerin was licensed with Pruco Securities, LLC. James Kerin was formerly licensed with Hartford Equity Sales Company, Inc. According to FINRA’s records, James Kerin resigned from Pruco Securities, LLC on July 21, 2015. Pruco Securities, LLC …