Goodman & Nekvasil P.A, May Recover Investor Losses | Dennis Hayes, Financial Advisor Permitted to Resign from Newbridge Securities Corporation From 2010 until Dennis Hayes’ resignation in 2016, Dennis Hayes was a licensed financial advisor with Newbridge Securities Corporation. According to FINRA’s records, Dennis Hayes was permitted to resign by Newbridge Securities Corporation on September 8, 2016. Newbridge Securities Corporation reported to …

FS Energy and Power Fund: Victimized Investors May Recover Losses with Goodman & Nekvasil, P.A. FS Energy & Power Fund (FSEP) is, according to its website, a business development company designed to provide income and growth. FS Energy & Power Fund (FSEP) invests primarily in the debt and, to a lesser extent, equity securities of private U.S. energy and power …

Brent Spicuzza – Financial Advisor Brent Spicuzza Discharged from AXA Advisors LLC | Goodman & Nekvasil P.A., May Recover Investor Losses  Brent Spicuzza CRD #4134728 Brent Spicuzza was licensed with AXA Advisors, LLC from 2000 to 2015. FINRA reports that Brent Spicuzza resigned from AXA Advisors, LLC on November 19, 2015. AXA Advisors, LLC reported to FINRA that Brent Spicuzza …

Christopher Burtraw – Christopher Charles Burtraw, Discharged from J.P. Turner & Company LLC and Convicted of Theft- Goodman & Nekvasil P.A., May Recover Investor Losses Christopher Burtraw was licensed with J.P. Turner & Company LLC from 2014 to 2015. Christopher Burtraw was previously licensed with Purshe Kaplan Sterling Investments. FINRA reports that Christopher Burtraw was discharged from J.P. Turning & …

Goodman & Nekvasil P.A., May Recover Investor Losses | Michael Barnett Financial Advisor Licensed with J.J.B Hilliard, W.L. Lyons, LLC, Lawsuit Filed Michael Barnett has been licensed with J.J.B. Hilliard, W.L. Lyons, LLC since 2012. Michael Barnett was previously licensed with Edward Jones. FINRA reports that a lawsuit has been filed involving Michael Barnett’s conduct with J.J.B. Hilliard, W.L. Lyons, LLC. …

Michael Giokas – Financial Advisor Michael Giokas Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Giokas CRD #1398674 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Michael Giokas. According to FINRA, Michael Giokas was barred from the securities industry on March 23, 2018. FINRA reports that Michael Giokas consented …

Imran Razvi – Imran Nazir Razvi (Raz Razvi) Formerly Licensed with Lincoln Financial Securities Corporation – Goodman & Nekvasil P.A. Files Arbitration Claims on Woodbridge Mortgage Investment Fund  Imran Razvi (Raz Razvi) was licensed with Lincoln Financial Securities Corporation from April 2017 to March 2018. Raz Razvi was previously licensed with The O.N. Equity Sales Company and Park Avenue Securities, LLC. Goodman & …

Floyd Powell – Floyd Earl Powell – Formerly Licensed Financial Advisor with MML Investors Services, LLC and MSI Financial Services, Inc. – Goodman & Nekvasil P.A. Files Arbitration Claim on Woodbridge Mortgage Investment Fund Goodman & Nekvasil, P.A. has filed an arbitration claim against MML Investors Services, LLC and/or MSI Financial Services, Inc. seeking to recover monies lost by an investor …

Behavioral Recognition Systems, Inc. (BRS Labs) n/k/a Giant Gray and Ray C. Davis Charged by SEC – Goodman & Nekvasil, P.A., May Recover Investor Losses  BRS Labs – Behavioral Recognition Systems, Inc. – Giant Gray – Ray C. Davis Charged  by SEC Behavioral Recognition Systems, Inc. (BRS Labs) now known as Giant Gray, Inc., is a Texas corporation whose principal place …

Ascenergy LLC, Joey Gabaldon, PYCKL LLC and Alanah Energy, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Ascenergy LLC, Joey Gabaldon, PYCKL LLC and Alanah Energy, LLC The Securities and Exchange Commission announced that it has obtained a final judgment against Ascenergy LLC, Joseph Gabaldon, and Alanah Energy, LLC. The SEC’s complaint alleges that, since …